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JY

Jeffrey S. Yass

GLOBAL EXECUTION BROKERS, LP
Bala Cynwyd, PA 19004
Some features on this profile are disabled
CRD#: 1802451
JY

Professional summary


Jeffrey Steven Yass, who also goes by Jeffrey Yass, is a registered financial professional currently at GLOBAL EXECUTION BROKERS, LP located in Bala Cynwyd, Pennsylvania and SUSQUEHANNA SECURITIES, LLC located in Bala Cynwyd, Pennsylvania.

Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 2000. Jeffrey has worked at 9 firms .

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Jeffrey Yass

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Jeffrey Steven Yass's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 20, 2023 - Present

GLOBAL EXECUTION BROKERS, LP

Office #1: 401 City Avenue, Bala Cynwyd, PA 19004
BD
CRD#: 126407
Bala Cynwyd, PA
Current

September 20, 2023 - Present

SUSQUEHANNA SECURITIES, LLC

Office #1: 401 City Ave Ste 220, Bala Cynwyd, PA 19004-1122
BD
CRD#: 35874
Bala Cynwyd, PA
Current

October 26, 2023 - Present

G1 EXECUTION SERVICES, LLC

Office #1: 401 City Ave Suite 220, Bala Cynwyd, PA 19004
BD
CRD#: 111528
Bala Cynwyd, PA
Current

October 26, 2023 - Present

SIG BROKERAGE, LP

Office #1: 140 Broadway 47th Floor, New York, NY 10005
BD
CRD#: 100400
New York, NY
Current

October 26, 2023 - Present

SUSQUEHANNA FINANCIAL GROUP, LLLP

Office #1: 401 City Ave Suite 220, Bala Cynwyd, PA 19004-1122
BD
CRD#: 35865
Bala Cynwyd, PA
Current

October 26, 2023 - Present

SUSQUEHANNA INVESTMENT GROUP

Office #1: 401 City Ave. Ste 220, Bala Cynwyd, PA 19004-1122
BD
CRD#: 33875
Bala Cynwyd, PA
Past

April 15, 2005 - April 12, 2006

RIVER SECURITIES, LLC

BD
CRD#: 134152
NEW YORK, NY
Past

January 29, 2004 - December 5, 2007

SIG SPECIALISTS, INC.

BD
CRD#: 21831
NEW YORK, NY
Past

November 18, 2003 - October 12, 2021

SUSQUEHANNA SECURITIES, LLC

BD
CRD#: 35874
BALA CYNWYD, PA
Past

October 23, 2003 - June 1, 2007

SUSQUEHANNA FINANCIAL GROUP, LLLP

BD
CRD#: 35865
BALA CYNWYD, PA
Past

October 23, 2003 - June 12, 2009

SUSQUEHANNA INVESTMENT GROUP

BD
CRD#: 33875
BALA CYNWYD, PA
Past

April 15, 2002 - February 29, 2008

SIG INDEX SPECIALISTS, LLC

BD
CRD#: 120014
NEW YORK, NY
Past

June 30, 2000 - October 12, 2021

SIG BROKERAGE, LP

BD
CRD#: 100400
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
New York Stock Exchange

Current Firm


SI
SUSQUEHANNA INVESTMENT GROUP
SUSQUEHANNA INVESTMENT GROUP

CRD#: 33875 / SEC#: , 8-37520

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information


Main Address
401 City Ave. Ste 220, Bala Cynwyd, PA 19004-1122
Mailing Address
401 City Ave. Ste 220, Bala Cynwyd, PA 19004-1122
Phone number
(610) 617-2600
Established
Pennsylvania since 05/01/1987
Firm type
Partnership
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
SUSQUEHANNA INTERNATIONAL GROUP LLPGENERAL PARTNER
BODEL, INCGENERAL PARTNER
DAMATO, DANIELFINANCIAL AND OPERATIONS PRINCIPAL7430998
DOHERTY, MICHAEL PATRICKCHIEF COMPLIANCE OFFICER, SROP, CROP703900
SIMPSON, MICHAEL ROBERTPOO7521292
WORLEY, SPENCER DOUGLASHEAD TRADER5879867

Disclosures


Regulatory Event42

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SUSQUEHANNA INVESTMENT GROUP

CRD#: 33875Bala Cynwyd, PA 19004

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