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Eric Paul Wilson

CRD# 1800911·Registered 1988 - 2012
Previously Registered: Being a previously registered professional could mean that Eric is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Eric Paul Wilson was a registered financial advisor. Eric was a previously registered financial professional and started their career in finance 1988 - 2012. Eric had worked at 2 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

THINKEQUITY LLC·CRD# 44274
BD
San Francisco, CA
December 13, 2011 - January 30, 2012
THINKEQUITY LLC·CRD# 44274
BD
Minneapolis, MN
June 14, 2001 - January 28, 2010
PIPER SANDLER & CO.·CRD# 665
BD
Minneapolis, MN
February 24, 1988 - April 11, 2001

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Current Firm

TL
THINKEQUITY LLC

CRAIG-HALLUM CAPITAL GROUP, INC. | THINKPANMURE LLC | THINKPANMURE | THINKEQUITY PARTNERS LLC | THINKEQUITY PARTNERS | THINKEQUITY LLC

CRD#: 44274 / SEC#: 801-63835, 8-50602
BD
Terminated by SEC on 02/16/2013

Contact Information

Established

Delaware since 03/06/2001

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Latest Form ADV

Part 2 Brochures

THINKEQUITY PART 2A (9/28/2012)

Direct owners and executive officers

NamePositionCRD#
THINKEQUITY HOLDINGS LLCHOLDING COMPANY OF THINKEQUITY LLC—
ARMSTRONG, MICHAEL BENJAMINCHIEF OPERATING OFFICER OF RESEARCH2806297
BRITT, HARRIET JAYNECHIEF COMPLIANCE OFFICER1429634
GONSALVES, DOUGLAS RONALDHEAD OF INVESTMENT BANKING2356831
HANSEN, HOLLY JOYHEAD OF INSTUTIONAL SALES & DIRECTOR OF RESEARCH2169008
JOHNSTON, PHILIP MURRAYHEAD OF SALES TRADING1730461
MACHIN, FRANCISCO JAVIERCONTROLLER/FINOP4698240
MONOPOLI, JACK GIACOMOHEAD OF TRADING1718078
NOLLENBERGER, BRUCE WESTONHEAD OF THINKEQUITY ASSET AND WEALTH MANAGEMENT823846
RAJ, DEEPAK DEVEXECUTIVE VICE PRESIDENT2817606
WEITGENANT, DAVID ANDREWCROP & SROP2096196
WRIGHT, GREGORY LANCECHIEF EXECUTIVE OFFICER1564124

Disclosures

Regulatory Event

4

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1988About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Feb 1988About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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