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Douglas Ronald Gonsalves

CRD# 2356831·Registered 1993 - 2026
Previously Registered: Being a previously registered professional could mean that Douglas is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Douglas Ronald Gonsalves was a registered financial advisor. Douglas was a previously registered financial professional and started their career in finance 1993 - 2026. Douglas had worked at 12 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

CRITICALPOINT PARTNERS LLC·CRD# 317345
BD
El Segundo, CA
September 9, 2025 - May 20, 2026
ROTH CAPITAL PARTNERS, LLC·CRD# 15407
BD
Newport Beach, CA
July 10, 2023 - March 25, 2025
TRUIST SECURITIES, INC.·CRD# 6271
BD
San Francisco, CA
May 21, 2015 - January 30, 2023
MOORELAND PARTNERS LLC·CRD# 127422
BD
Foster City, CA
February 1, 2013 - May 14, 2015
WEILD & CO.·CRD# 132398
BD
Boulder, CO
January 22, 2013 - February 6, 2013
THINKEQUITY LLC·CRD# 44274
BD
San Francisco, CA
September 21, 2007 - December 17, 2012
SVB ALLIANT·CRD# 121455
BD
Palo Alto, CA
April 26, 2005 - September 17, 2007
THE SPARTAN GROUP·CRD# 124430
BD
Pasadena, CA
January 14, 2003 - April 27, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
January 28, 2000 - October 16, 2002
BANC OF AMERICA SECURITIES LLC·CRD# 26091
BD
New York, NY
October 1, 1998 - October 8, 1999
BANCAMERICA SECURITIES, INC.·CRD# 17977
BD
San Francisco, CA
October 1, 1993 - October 1, 1998
BA INVESTMENT SERVICES, INC.·CRD# 12965
BD
Oakland, CA
June 18, 1993 - October 1, 1993

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Current Firm

CP
CRITICALPOINT PARTNERS LLC

CRITICALPOINT PARTNERS LLC

CRD#: 317345 / SEC#: 8-70885
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

Contact Information

Main Address

2101 Rosecrans Avenue Suite 4255, El Segundo, CA 90245

Mailing Address

2101 Rosecrans Avenue Suite 4255, El Segundo, CA 90245

Phone Number

(310) 321-4400

Established

California since 05/31/2012

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (15 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
MABRA HOLDINGS LLCMEMBER—
ROMERO, MONIQUE VICTORIAFINOP/PFO/POO6712654
YOUNG, WILLIAM MATTHEWCHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER4205625

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1993About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 1993About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Nov 2000About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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