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Harriet Jayne Britt

CONSELLO FINANCIAL
NEW YORK, NY
·CRD# 1429634·40 years experience

Professional Summary

Harriet Jayne Britt is a registered financial advisor currently at CONSELLO FINANCIAL LLC located in New York, New York. Harriet is registered as a RR (Registered Representative) and started their career in finance in 1986. Harriet has worked at 18 firms and has passed the Series 63, Series 99TO, SIE, Series 3, Series 7, Series 14, Series 10, Series 9, Series 24 and Series 8 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

CONSELLO FINANCIAL LLC·CRD# 326524
BD
590 Madison Avenue 26th Floor, New York, NY 10022
November 12, 2025 - Present
UNION SQUARE ADVISORS LLC·CRD# 141254
BD
San Francisco, CA
January 9, 2018 - March 21, 2025
ROBERTSON STEPHENS SECURITIES·CRD# 167704
BD
San Francisco, CA
November 28, 2017 - December 13, 2017
SCENIC ADVISEMENT·CRD# 169716
BD
San Francisco, CA
May 31, 2017 - December 20, 2017
FUNDING CIRCLE SECURITIES LLC·CRD# 149479
BD
San Francisco, CA
January 23, 2017 - June 9, 2017
WEALTHFRONT BROKERAGE LLC·CRD# 153407
BD
Palo Alto, CA
July 22, 2016 - December 15, 2016
W.R. HAMBRECHT + CO., LLC·CRD# 45040
BD
San Francisco, CA
August 26, 2014 - July 1, 2016
W.R. HAMBRECHT + CO., LLC·CRD# 45040
BD
San Francisco, CA
May 23, 2013 - September 12, 2013
W.R. HAMBRECHT + CO., LLC·CRD# 45040
BD
San Francisco, CA
April 8, 2013 - May 6, 2013
THINKEQUITY LLC·CRD# 44274
BD
San Francisco, CA
March 1, 2005 - December 18, 2012
APEX CLEARING CORPORATION·CRD# 13071
BD
Dallas, TX
January 1, 2004 - October 1, 2004
ROBERTSON STEPHENS, INC.·CRD# 41271
BD
San Francisco, CA
September 19, 2000 - May 16, 2003
JPMSI·CRD# 15733
BD
New York, NY
November 19, 1996 - September 18, 2000
MONTGOMERY SECURITIES·CRD# 4357
BD
San Francisco, CA
September 1, 1992 - September 24, 1996
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
New York, NY
October 30, 1991 - June 19, 1992
PERSONAL FINANCIAL CONSULTANTS SECURITIES CORPORATION·CRD# 26440
BD
Mountain View, CA
June 5, 1991 - August 13, 1991
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED·CRD# 76
BD
January 18, 1988 - October 11, 1989
GENE MORGAN FINANCIAL·CRD# 16018
BD
July 27, 1987 - January 25, 1988
BA INVESTMENT SERVICES, INC.·CRD# 12965
BD
January 29, 1987 - March 14, 1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
February 19, 1986 - May 1, 1986

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Current Firm

CF
CONSELLO FINANCIAL LLC

CONSELLO FINANCIAL LLC

CRD#: 326524 / SEC#: 8-71101
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

590 Madison Avenue 26th Floor, New York, NY 10022

Mailing Address

590 Madison Avenue 26th Floor, New York, NY 10022

Phone Number

(212) 884-9304

Established

Delaware since 03/09/2022

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
CONSELLO MB HOLDINGS LLCMANAGER—
BRITT, HARRIET JAYNECHIEF COMPLIANCE OFFICER AND ANTI-MONEY LAUNDERING OFFICER1429634
NISHIBAYASHI, YOSUKECHIEF EXECUTIVE OFFICER6101766
ROMERO, MONIQUE VICTORIAFINOP6712654

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1987About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Nov 2025About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Jan 1992About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Feb 1986About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Jan 2023About the Series 10 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Jan 2023About the Series 9 exam

Series 24 — General Securities Principal Examination

Passed May 1997About the Series 24 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Jan 1997
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Harriet Jayne Britt's CRS (Customer Relationship Summary).

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