Jack Giacomo Monopoli
Professional Summary
Jack Giacomo Monopoli, who also goes by Jack Giacomo Monopoli, is a registered financial advisor currently at ZANBATO SECURITIES LLC located in Mountain View, California. Jack is registered as a RR (Registered Representative) and started their career in finance in 1987. Jack has worked at 17 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 3, Series 7, Series 6 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jack Giacomo Monopoli
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
38 years in the financial services industry
Current & Past Employments
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Current Firm
ZANBATO SECURITIES LLC
Contact Information
Main Address
711 / 715 N. Shoreline Blvd., Mountain View, CA 94043Mailing Address
711 / 715 N. Shoreline Blvd., Mountain View, CA 94043Phone Number
(650) 557-2333Established
Delaware since 06/17/2015Firm Type
Limited Liability CompanyFiscal Year End
SeptemberFirm Size
SmallFINRA licenses (43 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(10/17/2017)
(1/15/2021)
(3/15/2021)
(5/23/2023)
(10/27/2017)
(5/18/2023)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Nov 1999Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Dec 1987About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Jack Giacomo Monopoli's CRS (Customer Relationship Summary).
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