Marty D. Mecham

VANGUARD MARKETING

MALVERN, PA 19355

CRD#: 1783236

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Professional summary

Marty D Mecham, who also goes by Marty D Mecham Sr, Marty Mecham, is a registered financial professional currently at VANGUARD MARKETING CORPORATION located in Malvern, Pennsylvania.

Marty is registered as a RR (Registered Representative) and started their career in finance in 1988. Marty has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Marty D Mecham Sr | Marty Mecham

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Marty D Mecham's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 2, 2026 - Present

VANGUARD MARKETING CORPORATION

Office #1: 100 Vanguard Blvd, Malvern, PA 19355

CRD#: 7452

MALVERN, PA

Past

March 31, 2025 - October 15, 2025

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

SALT LAKE CITY, UT

Past

April 16, 2019 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

SALT LAKE CITY, UT

Past

April 10, 2019 - October 15, 2025

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SALT LAKE CITY, UT

Past

January 16, 2013 - November 19, 2018

MORGAN STANLEY

RIA

CRD#: 149777

SOUTH JORDAN, UT

Past

January 15, 2013 - November 19, 2018

MORGAN STANLEY

CRD#: 149777

SOUTH JORDAN, UT

Past

December 9, 2011 - December 20, 2012

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

SALT LAKE CITY, UT

Past

December 7, 2011 - December 20, 2012

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

SALT LAKE CITY, UT

Past

October 5, 2009 - November 16, 2011

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

MIDVALE, UT

Past

October 5, 2009 - November 16, 2011

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MIDVALE, UT

Past

April 9, 2009 - October 5, 2009

AMERIPRISE ADVISOR SERVICES, INC.

RIA

CRD#: 5979

MIDVALE, UT

Past

March 13, 2009 - October 5, 2009

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

MIDVALE, UT

Past

March 30, 1994 - March 18, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SALT LAKE CITY, UT

Past

March 25, 1988 - March 18, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SALT LAKE CITY, UT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(6/3/2026)

Alaska
(6/3/2026)

Arizona
(6/3/2026)

Arkansas
(6/3/2026)

California
(6/3/2026)

Colorado
(6/3/2026)

Connecticut
(6/3/2026)

Delaware
(6/3/2026)

District of Columbia
(6/3/2026)

Florida
(6/3/2026)

Georgia
(6/3/2026)

Hawaii
(6/3/2026)

Idaho
(6/3/2026)

Illinois
(6/3/2026)

Indiana
(6/3/2026)

Iowa
(6/3/2026)

Kansas
(6/3/2026)

Kentucky
(6/3/2026)

Louisiana
(6/3/2026)

Maine
(6/3/2026)

Maryland
(6/3/2026)

Massachusetts
(6/3/2026)

Michigan
(6/3/2026)

Minnesota
(6/3/2026)

Mississippi
(6/3/2026)

Missouri
(6/3/2026)

Montana
(6/3/2026)

Nebraska
(6/3/2026)

Nevada
(6/3/2026)

New Hampshire
(6/3/2026)

New Jersey
(6/3/2026)

New Mexico
(6/3/2026)

New York
(6/3/2026)

North Carolina
(6/3/2026)

North Dakota
(6/3/2026)

Ohio
(6/3/2026)

Oklahoma
(6/3/2026)

Oregon
(6/3/2026)

Pennsylvania
(6/2/2026)

Puerto Rico
(6/3/2026)

Rhode Island
(6/3/2026)

South Carolina
(6/3/2026)

South Dakota
(6/3/2026)

Tennessee
(6/3/2026)

Texas
(6/3/2026)

Utah
(6/2/2026)

Vermont
(6/3/2026)

Virgin Islands
(6/3/2026)

Virginia
(6/3/2026)

Washington
(6/3/2026)

West Virginia
(6/3/2026)

Wisconsin
(6/3/2026)

Wyoming
(6/3/2026)

Exams

State Security Law Exam

IAR

Series 65

Date: 3/21/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/21/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 9/1/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 1/16/1988

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

VANGUARD MARKETING CORPORATION

VANGUARD BROKERAGE SERVICES | VANGUARD MARKETING CORPORATION

CRD#: 7452 / SEC#: , 8-21570

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

100 Vanguard Blvd, Malvern, PA 19355

Mailing Address

5951 Luckett Court Suite A1, El Paso, TX 79932-1882

Phone number

(610) 669-1000

Established

Pennsylvania since 04/21/1977

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
THE VANGUARD GROUP, INC.	PARENT COMPANY
BENDL, JOHN WESLEY	DIRECTOR, SENIOR VICE PRESIDENT	6931980
BISORDI, JOHN	DIRECTOR, VICE PRESIDENT, GENERAL COUNSEL	7526828
BOATENG, AMMA ACHEAMPOMAA	DIRECTOR, SENIOR VICE PRESIDENT	4677078
BRANCATO, MATTHEW CLARK	DIRECTOR, VICE PRESIDENT	6220380
JAMES, JOHN MARK	DIRECTOR, SENIOR VICE PRESIDENT	5594356
KADJESKI, ANDREW MICHAEL	CHAIRMAN, PRESIDENT, DIRECTOR, CEO	4708335
PANTALONE, SALVATORE L JR	PRINCIPAL FINANCIAL OFFICER	2887373
PETTY, DAVID	VICE PRESIDENT	5684895
STEWART, MARC CHRISTOPHER	CHIEF COMPLIANCE OFFICER	2688699
TRETTER, MATTHEW ANTHONY	PRINCIPAL OPERATIONS OFFICER	5956530

Disclosures

Regulatory Event	47
Arbitration	8

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Marty D. Mecham

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Marty D Mecham's CRS (Customer Relationship Summary).

Certified licenses

Experience

STRATEGIC ADVISERS LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

FIDELITY BROKERAGE SERVICES LLC

MORGAN STANLEY

MORGAN STANLEY

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE ADVISOR SERVICES, INC.

AMERIPRISE ADVISOR SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 3/21/1994

Series 63

Date: 1/21/1988

SIE

Date: 10/1/2018

Series 31

Date: 9/1/2004

Series 7

Date: 1/16/1988

FINRA

Current Firm

VANGUARD MARKETING CORPORATION

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

VANGUARD MARKETING CORPORATION

TRUST BUT VERIFY

Contact information

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