Yong Soo Kim
Professional Summary
Yong Soo Kim, who also goes by Yong Soo Kim, is a registered financial advisor currently at KAYAN SECURITIES, INC. located in Los Angeles, California. Yong Soo is registered as a RR (Registered Representative) and started their career in finance in 1987. Yong Soo has worked at 10 firms and has passed the Series 65, Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 14, Series 51, Series 4, Series 27 and...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Yong Soo Kim
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
39 years in the financial services industry
Current & Past Employments
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Current Firm
KAYAN SECURITIES, INC.
Contact Information
Main Address
3470 Wilshire Blvd, # 626, Los Angeles, CA 90010-3917Mailing Address
3470 Wilshire Blvd, # 626, Los Angeles, CA 90010-3917Phone Number
(213) 739-0998Established
California since 07/22/2009Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (3 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(7/17/2026)
(2/21/2023)
(3/14/2022)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Aug 2006SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Yong Soo Kim's CRS (Customer Relationship Summary).
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