Nicholas Sanghyung Han
Professional Summary
Nicholas Sanghyung Han, who also goes by Sanghyung Han, is a registered financial advisor currently at DAEHAN SECURITIES,INC located in Los Angeles, California and KAYAN SECURITIES, INC. located in Los Angeles, California. Nicholas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Nicholas has worked at 6 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 24, Series 53 and...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Sanghyung Han
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
29 years in the financial services industry
Current & Past Employments
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Current Firm
APIIS SECURITIES, INC | SH WEALTH MANAGEMENT | HAN, SANGHYUNG | DAEHAN SECURITIES,INC | DAEHAN SECURITIES, INC.
Contact Information
Main Address
3435 Wilshire Blvd Ste 1400, Los Angeles, CA 90010Phone Number
(323) 734-5000# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
35AUM (Assets Under Management)
$4,700,000Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(5/16/2013)
(7/9/2026)
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Nicholas Sanghyung Han's CRS (Customer Relationship Summary).
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