Rajiv Kirit Shah
Professional Summary
Rajiv Kirit Shah, who also goes by Rajiv K. Shah, Rajiv Shah, is a registered financial advisor currently at LAZARI CAPITAL MANAGEMENT, INC. located in Burbank, California and SHELLMAN INVESTMENT MANAGEMENT, LLC located in Weston, Florida. Rajiv is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Rajiv has worked at 35 firms and has passed the Series 65, Series 63, Series 3, Series 52TO,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Rajiv K. Shah, Rajiv Shah
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Videos & Posts
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Contact Information
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MORGAN STANLEY
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
27 years in the financial services industry
Current & Past Employments
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MORGAN STANLEY
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Current Firm
IRON HILL WEALTH MANAGEMENT | TOTAL RETIREMENT PLAN SERVICES, INC. | POLARIS CAPITAL ADVISORS, LLC | LAZARI CAPITAL MANAGEMENT, INC. | KARAPETIAN, MICHAEL L
Contact Information
Main Address
3500 W. Olive Ave Suite 730, Burbank, CA 91505Phone Number
(818) 264-0610# of Employees
14SEC notice filing (14 States and Territories)
Registered to provide investment advisory services in 14 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
1,599AUM (Assets Under Management)
$691,115,000Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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MORGAN STANLEY
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Primary Firm SEC Registration
IRON HILL WEALTH MANAGEMENT | TOTAL RETIREMENT PLAN SERVICES, INC. | POLARIS CAPITAL ADVISORS, LLC | LAZARI CAPITAL MANAGEMENT, INC. | KARAPETIAN, MICHAEL L
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Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 82TO — Limited Representative-Private Securities Offerings
Passed Jan 2023About the Series 82TO examSeries 55 — Limited Representative-Equity Trader Exam
Passed Apr 2012Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Dec 1998About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Jan 2023About the Series 26 examSRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Rajiv Kirit Shah's CRS (Customer Relationship Summary).
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