Shannon G. Smith
Professional summary
Shannon Gerald Smith is a registered financial professional currently at CLEANSOURCE SECURITIES located in Charlotte, North Carolina.
Shannon is registered as a RR (Registered Representative) and started their career in finance in 1987. Shannon has worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Shannon Gerald Smith's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 20, 2023 - Present
CLEANSOURCE SECURITIES
Office #1: 1942 East 7th Street Suite 350, Charlotte, NC 28204Office #2: 1942 East 7th Street Sutie 350, Charlotte, NC 28204June 22, 2022 - November 1, 2023
JUMPSTART SECURITIES, LLC
August 25, 2011 - June 21, 2022
BOURNE PARTNERS SECURITIES, LLC
March 6, 1996 - April 2, 1998
BOWLES HOLLOWELL CONNER & CO.
December 9, 1987 - February 17, 1988
MARSHALL & CO. SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/12/2024)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
CLEANSOURCE SECURITIES
CRD#: 323456 / SEC#: , 8-71077
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
Red Flags
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