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JH

Jeffrey C. Hyman

Some features on this profile are disabled
CRD#: 1723933
JH

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jeffrey Craig Hyman, who also goes by Jeff Hyman, Jeffrey Craig Hyman Mr., was a registered financial professional .

Jeffrey is a previously registered financial professional and started their career in finance in 1987. Jeffrey had worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 53 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jeff Hyman | Jeffrey Craig Hyman Mr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

September 5, 2014 - February 1, 2016

TGP SECURITIES, INC.

BD
CRD#: 159008
SUMMIT, NJ
Past

March 1, 2011 - August 11, 2014

GUGGENHEIM SECURITIES, LLC

BD
CRD#: 40638
NEW YORK, NY
Past

June 15, 2009 - March 7, 2011

STONE & YOUNGBERG LLC

BD
CRD#: 795
NEW YORK, NY
Past

November 26, 2008 - February 11, 2009

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

October 1, 2008 - November 7, 2008

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

May 9, 2007 - October 1, 2008

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
NEW YORK, NY
Past

January 16, 2006 - March 13, 2007

UBS SECURITIES LLC

BD
CRD#: 7654
ALBANY, NY
Past

May 8, 1998 - January 16, 2006

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

May 14, 1997 - April 23, 1998

BANCAMERICA SECURITIES, INC.

BD
CRD#: 17977
SAN FRANCISCO, CA
Past

January 20, 1997 - April 14, 1997

RAUSCHER PIERCE REFSNES, INC.

BD
CRD#: 6663
DALLAS, TX
Past

September 24, 1987 - May 27, 1988

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 12/2/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 2/1/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/17/1997
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 4/21/2006
Municipal Securities Principal Examination

Current Firm

TS
TGP SECURITIES, INC.
TGP SECURITIES, INC.

CRD#: 159008 / SEC#: , 8-68955

BD
Terminated by SEC on 02/05/2024
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Contact information

Main Address
Mailing Address
Phone number
Established
New York since 08/10/2011
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
LEE, SHEN SOEKSHAREHOLDER7083483
TAMMARO, JAMES PETERPRESIDENT/POO1174412
BARENBOIM, LEONARDCHIEF COMPLIANCE OFFICER1523181
GEORGE, KENNETH RONALDFINOP/CFO2643369

Disclosures

Regulatory Event2
Civil Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TGP SECURITIES, INC.

CRD#: 159008

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