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JH

Jeffrey Craig Hyman

CRD# 1723933·Registered 1987 - 2016
Previously Registered: Being a previously registered professional could mean that Jeffrey is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jeffrey Craig Hyman, who also goes by Jeff Hyman, Jeffrey Craig Hyman Mr., was a registered financial advisor. Jeffrey was a previously registered financial professional and started their career in finance 1987 - 2016. Jeffrey had worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 53 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jeff Hyman, Jeffrey Craig Hyman Mr.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

TGP SECURITIES, INC.·CRD# 159008
BD
Summit, NJ
September 5, 2014 - February 1, 2016
GUGGENHEIM SECURITIES, LLC·CRD# 40638
BD
New York, NY
March 1, 2011 - August 11, 2014
STONE & YOUNGBERG LLC·CRD# 795
BD
New York, NY
June 15, 2009 - March 7, 2011
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
New York, NY
November 26, 2008 - February 11, 2009
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
New York, NY
October 1, 2008 - November 7, 2008
J.P. MORGAN SECURITIES INC.·CRD# 18718
BD
New York, NY
May 9, 2007 - October 1, 2008
UBS SECURITIES LLC·CRD# 7654
BD
Albany, NY
January 16, 2006 - March 13, 2007
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
May 8, 1998 - January 16, 2006
BANCAMERICA SECURITIES, INC.·CRD# 17977
BD
San Francisco, CA
May 14, 1997 - April 23, 1998
RAUSCHER PIERCE REFSNES, INC.·CRD# 6663
BD
Dallas, TX
January 20, 1997 - April 14, 1997
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
September 24, 1987 - May 27, 1988

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Current Firm

TS
TGP SECURITIES, INC.

TGP SECURITIES, INC.

CRD#: 159008 / SEC#: 8-68955
BD
Terminated by SEC on 02/05/2024

Contact Information

Established

New York since 08/10/2011

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
LEE, SHEN SOEKSHAREHOLDER7083483
TAMMARO, JAMES PETERPRESIDENT/POO1174412
BARENBOIM, LEONARDCHIEF COMPLIANCE OFFICER1523181
GEORGE, KENNETH RONALDFINOP/CFO2643369

Disclosures

Regulatory Event

2

Civil Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1996About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Feb 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 1997About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Apr 2006About the Series 53 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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