Eric Marsh Rubenstein
Professional Summary
Eric Marsh Rubenstein, who also goes by Eric Rubenstein, is a registered financial advisor currently at NETWORK 1 FINANCIAL SECURITIES INC. located in White Plains, New York. Eric is registered as a RR (Registered Representative) and started their career in finance in 1987. Eric has worked at 12 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Eric Rubenstein
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
39 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
ASSET PLANNING & DEVELOPMENT, INC. | STOCKAMERICA, INCORPORATED | NETWORK 1 FINANCIAL SECURITIES INC. | NETWORK 1 FINANCIAL SECURITIES
Contact Information
Main Address
The Galleria, Suite 241 2 Bridge Avenue, Red Bank, NJ 07701Mailing Address
The Galleria, Suite 241 2 Bridge Avenue, Red Bank, NJ 07701Phone Number
(732) 758-9001Established
Texas since 03/15/1983Firm Type
CorporationFiscal Year End
JuneFirm Size
SmallFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NETWORK 1 FINANCIAL GROUP, INC.( ISSI) | SHAREHOLDER | — |
| ARTICLE THIRD TR UWO RICHARD W. HUNT FBO MADISON HUNT | SHAREHOLDER | — |
| BRUNO, VINCENT MICHAEL | CHIEF COMPLIANCE OFFICER | 1845833 |
| HUNT, WILLIAM RICHARD JR | DIRECTOR, PRESIDENT, COO & FINOP, TRUSTEE | 830575 |
| TESTAVERDE, DAMON DOMENIC | VICE PRESIDENT | 444453 |
Disclosures
Regulatory Event
22Arbitration
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Dec 2018About the Series 79TO examSRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Eric Marsh Rubenstein's CRS (Customer Relationship Summary).
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