Christopher Thomas Kelm
Professional Summary
Christopher Thomas Kelm, who also goes by Christopher T Kelm, is a registered financial advisor currently at CRB SECURITIES, LLC located in New York, New York. Christopher is registered as a RR (Registered Representative) and started their career in finance in 1994. Christopher has worked at 5 firms and has passed the Series 63, Series 99TO, Series 72, SIE, Series 7, Series 52, Series 27, Series 24 and Series 53 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Christopher T Kelm
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
32 years in the financial services industry
Current & Past Employments
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Current Firm
CRB SECURITIES, LLC
Contact Information
Main Address
2115 Linwood Avenue 4th Floor, Fort Lee, NJ 07024Mailing Address
2115 Linwood Avenue 4th Floor, Fort Lee, NJ 07024Phone Number
(201) 808-7000Established
New Jersey since 12/11/2015Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (22 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/21/2022)
(2/15/2022)
(2/15/2022)
(2/15/2022)
(8/16/2022)
(12/8/2021)
(2/22/2022)
(2/15/2022)
(3/3/2022)
(4/20/2023)
(4/19/2022)
(11/21/2024)
(6/30/2021)
(4/25/2023)
(2/15/2022)
(2/10/2022)
(8/7/2023)
(10/23/2021)
(3/6/2024)
(2/15/2022)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 72 — Government Securities Representative Examination
Passed Jan 2023SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Christopher Thomas Kelm's CRS (Customer Relationship Summary).
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