MD
Mary J. Dixon
CETERA INVESTMENT ADVISERS LLC
HOUSTON, TX 77058
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CRD#: 1682992
MD
Professional summary
Mary Jane Dixon, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Houston, Texas and CETERA WEALTH SERVICES, LLC located in Houston, Texas.
Mary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Mary has worked at 4 firms and has passed the Series 63, SIE, Series 62, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) MJD Office Management LLC 16830 Royal Crest Dr~Houston~TX~77058~Rental Property Owner/Management~Owner/Sole Proprietor~4/22/2003~1hrs~0hrs~This is my office 2) MJ Dixon Financial Services LLC 16830 Royal Crest Drive~Houston~TX~77058~Tax Preparation/Accounting~Owner/Sole Proprietor~7/1/2011~2hrs~0hrs~Tax Preparation/Accounting 3) Nikken 16830 Royal Crest Dr~Houston~TX~77058~Multi-level/Network Marketing (Amway, etc.)~Multi-level/Network Marketing~12/10/2009~2hrs~0hrs~give information, order product for customers 4) Dixon Financial Services 16830 Royal Crest Dr~Houston~TX~77058~Tax Preparation/Accounting~Owner/Sole Proprietor~12/10/2009~200hrs~100hrs~Tax Preparation/Accounting 5) Royal Crest Offices Royal Crest Dr.~Houston~TX~77058~Professional Services - Business/Individual~Owner/Sole Proprietor~1/1/2008~2hrs~0hrs~Meet occasionally and review fine stmts. Prepared by property manger. 6) INTEGRATED TAX AND WEALTH STRATEGIES POSITION: registered representative NATURE: This is the marketing name for financial services. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 06/05/2023 ADDRESS: 2707 W Baker Rd, Baytown TX 77521 DESCRIPTION: Director of Wealth Management & Planning for the firm. This will include client meetings, strategic relationship management, firm leadership and management, integration of tax planning and portfolio management. 7)ASSOCIATION OF BUSINESS 7 PROFESSIONAL WOMEN POSITION: treasurer NATURE: Social and business support of members who are women business owners in our area. We have a general meeting at breakfast once a month and several evening social meetings throughout the year. INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 02/01/2025 ADDRESS: PO Box 58411, Webster TX 77598-8411, United States DESCRIPTION: Collect dues once per year and any funds for special events throughout the year. Make deposits and write checks for bills of organization. Give a monthly report to the board of directors once a month and to the general membership 3 times each year.
CRS (Client Relationship Summary) - RIA
Click below to view Mary Jane Dixon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1989
Experience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 16830 Royal Crest, Houston, TX 77058RIA
CRD#: 105644
HOUSTON, TX
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 16830 Royal Crest, Houston, TX 77058BD
CRD#: 13572
HOUSTON, TX
Past
September 15, 1993 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
HOUSTON, TX
Past
June 27, 1987 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 12/20/1989
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
