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Kevin Patrick Murphy

CRD# 1680861·Registered 1987 - 2014
Previously Registered: Being a previously registered professional could mean that Kevin is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Kevin Patrick Murphy, who also goes by Murph Murphy, was a registered financial advisor. Kevin was a previously registered financial professional and started their career in finance 1987 - 2014. Kevin had worked at 12 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Murph Murphy

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

TGP SECURITIES, INC.·CRD# 159008
BD
Summit, NJ
July 5, 2012 - January 15, 2014
CREATION CAPITAL LLC·CRD# 113912
BD
Syosset, NY
November 13, 2007 - October 4, 2011
NORTHEAST SECURITIES, LLC·CRD# 25996
BD
Mitchelfield, NY
July 21, 2003 - March 30, 2006
GLEACHER PARTNERS LLC·CRD# 47342
BD
New York, NY
June 29, 1999 - September 2, 1999
NATWEST FINANCE INC.·CRD# 26125
BD
New York, NY
September 29, 1997 - June 29, 1999
NATWEST SECURITIES CORPORATION·CRD# 18238
BD
New York, NY
August 14, 1996 - November 10, 1997
NOMURA SECURITIES INTERNATIONAL, INC.·CRD# 4297
BD
New York, NY
April 16, 1996 - May 22, 1996
SCHRODER & CO. INC.·CRD# 6112
BD
New York, NY
March 2, 1995 - April 25, 1996
LAZARD FRERES & CO. LLC·CRD# 2528
BD
New York, NY
July 21, 1992 - February 21, 1995
MINT BROKERS·CRD# 13681
BD
New York, NY
December 7, 1989 - February 10, 1992
CANTOR FITZGERALD SECURITIES·CRD# 19660
BD
New York, NY
January 26, 1989 - March 6, 1991
FUNDAMENTAL BROKERS·CRD# 19837
BD
July 25, 1987 - February 8, 1989

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Current Firm

TS
TGP SECURITIES, INC.

TGP SECURITIES, INC.

CRD#: 159008 / SEC#: 8-68955
BD
Terminated by SEC on 02/05/2024

Contact Information

Established

New York since 08/10/2011

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
LEE, SHEN SOEKSHAREHOLDER7083483
TAMMARO, JAMES PETERPRESIDENT/POO1174412
BARENBOIM, LEONARDCHIEF COMPLIANCE OFFICER1523181
GEORGE, KENNETH RONALDFINOP/CFO2643369

Disclosures

Regulatory Event

2

Civil Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2003About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Nov 1989About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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