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KM

Kevin P. Murphy

Some features on this profile are disabled
CRD#: 1680861
KM

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kevin Patrick Murphy, who also goes by Murph Murphy, was a registered financial professional .

Kevin is a previously registered financial professional and started their career in finance in 1987. Kevin had worked at 12 firms and has passed the Series 63 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Murph Murphy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 5, 2012 - January 15, 2014

TGP SECURITIES, INC.

BD
CRD#: 159008
SUMMIT, NJ
Past

November 13, 2007 - October 4, 2011

CREATION CAPITAL LLC

BD
CRD#: 113912
SYOSSET, NY
Past

July 21, 2003 - March 30, 2006

NORTHEAST SECURITIES, LLC

BD
CRD#: 25996
MITCHELFIELD, NY
Past

June 29, 1999 - September 2, 1999

GLEACHER PARTNERS LLC

BD
CRD#: 47342
NEW YORK, NY
Past

September 29, 1997 - June 29, 1999

NATWEST FINANCE INC.

BD
CRD#: 26125
NEW YORK, NY
Past

August 14, 1996 - November 10, 1997

NATWEST SECURITIES CORPORATION

BD
CRD#: 18238
NEW YORK, NY
Past

April 16, 1996 - May 22, 1996

NOMURA SECURITIES INTERNATIONAL, INC.

BD
CRD#: 4297
NEW YORK, NY
Past

March 2, 1995 - April 25, 1996

SCHRODER & CO. INC.

BD
CRD#: 6112
NEW YORK, NY
Past

July 21, 1992 - February 21, 1995

LAZARD FRERES & CO. LLC

BD
CRD#: 2528
NEW YORK, NY
Past

December 7, 1989 - February 10, 1992

MINT BROKERS

BD
CRD#: 13681
NEW YORK, NY
Past

January 26, 1989 - March 6, 1991

CANTOR FITZGERALD SECURITIES

BD
CRD#: 19660
NEW YORK, NY
Past

July 25, 1987 - February 8, 1989

FUNDAMENTAL BROKERS

BD
CRD#: 19837

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 8/19/2003
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 11/18/1989
General Securities Representative Examination

Current Firm

TS
TGP SECURITIES, INC.
TGP SECURITIES, INC.

CRD#: 159008 / SEC#: , 8-68955

BD
Terminated by SEC on 02/05/2024
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Contact information

Main Address
Mailing Address
Phone number
Established
New York since 08/10/2011
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
LEE, SHEN SOEKSHAREHOLDER7083483
TAMMARO, JAMES PETERPRESIDENT/POO1174412
BARENBOIM, LEONARDCHIEF COMPLIANCE OFFICER1523181
GEORGE, KENNETH RONALDFINOP/CFO2643369

Disclosures

Regulatory Event2
Civil Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TGP SECURITIES, INC.

CRD#: 159008

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