Evan Marc Finkelstein
Professional Summary
Evan Marc Finkelstein, who also goes by Evan M Finkelstein, is a registered financial advisor currently at HENLEY & COMPANY LLC located in Jenkintown, Pennsylvania. Evan is registered as a RR (Registered Representative) and started their career in finance in 1988. Evan has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 4 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Evan M Finkelstein
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
39 years in the financial services industry
Current & Past Employments
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Current Firm
HENLEY & COMPANY LLC
Contact Information
Main Address
506 Rxr Plaza, Uniondale, NY 11556Mailing Address
506 Rxr Plaza, Uniondale, NY 11556Phone Number
(516) 794-5520Established
New York since 03/30/2004Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(5/17/2019)
(5/17/2019)
(5/17/2019)
(11/12/2020)
(5/17/2019)
(5/17/2019)
(5/17/2019)
(5/17/2019)
(5/17/2019)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Evan Marc Finkelstein's CRS (Customer Relationship Summary).
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