Michael John Laderer
Professional Summary
Michael John Laderer, who also goes by Michael J Laderer, is a registered financial advisor currently at HENLEY & COMPANY WEALTH MANAGEMENT LLC located in Uniondale, New York and HENLEY & COMPANY LLC located in Uniondale, New York. Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Michael has worked at 7 firms and has passed the Series 65, Series 63, Series 99TO,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Michael J Laderer
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
41 years in the financial services industry
Current & Past Employments
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Current Firm
HENLEY & COMPANY WEALTH MANAGEMENT LLC | HENLEY CAPITAL MANAGEMENT, INC. | HENLEY CAPITAL MANAGEMENT
Contact Information
Main Address
506 Rxr Plaza, Uniondale, NY 11556Phone Number
(516) 794-5520# of Employees
6SEC notice filing (5 States and Territories)
Registered to provide investment advisory services in 5 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
108AUM (Assets Under Management)
$93,923,336Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
HENLEY & COMPANY WEALTH MANAGEMENT LLC | HENLEY CAPITAL MANAGEMENT, INC. | HENLEY CAPITAL MANAGEMENT
State Registrations and Notice Filings
(2/7/2005)
(2/7/2005)
(2/7/2005)
(2/7/2005)
(3/23/2022)
(2/7/2005)
(2/7/2005)
(2/7/2005)
(2/22/2022)
(2/4/2022)
(3/27/2023)
(2/7/2005)
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(2/7/2005)
(2/7/2005)
(12/16/2019)
(2/14/2019)
(2/7/2005)
(8/31/2021)
(2/7/2005)
(2/7/2005)
(2/7/2005)
(4/1/2021)
(2/7/2005)
(12/22/2022)
(7/15/2010)
(2/8/2022)
(2/7/2005)
(2/7/2005)
(2/10/2022)
(5/8/2023)
(1/26/2017)
(3/17/2017)
(2/7/2005)
(2/7/2005)
(2/4/2022)
(2/7/2022)
(12/17/2009)
(8/31/2021)
(2/7/2005)
(2/7/2005)
(2/7/2022)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2023About the Series 9 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2023About the Series 10 examSeries 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Nov 1994SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Michael John Laderer's CRS (Customer Relationship Summary).
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