James A. Kelly
Professional summary
James A Kelly is a registered financial professional currently at J.A.K. SECURITIES, INC. located in Philadelphia, Pennsylvania.
James is registered as a RR (Registered Representative) and started their career in finance in 2006. James has worked at 2 firms and has passed the Series 63, Series 57TO, SIE, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James A Kelly's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 17, 2006 - Present
J.A.K. SECURITIES, INC.
Office #1: 2929 Walnut Street, Philadelphia, PA 19104July 5, 2006 - August 16, 2012
US TIGER SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamNasdaq PHLX LLC
Current Firm
J.A.K. SECURITIES, INC.
CRD#: 47866 / SEC#: , 8-51943
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
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