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CRD#: 31470
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

D & D SECURITIES, INC. is located at 2929 Walnut Street 8th Floor, Philadelphia, PA 19104 and was first established at Philadelphia, Pennsylvania in 02/19/1991. After operating for 35 years, D & D SECURITIES, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of D & D SECURITIES, INC.’s clients are individuals and 0% of their clients are high net worth individuals. D & D SECURITIES, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at D & D SECURITIES, INC. are registered to handle securities or provide financial advice. The firm has 16 disclosures, 16 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access D & D SECURITIES, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at D & D SECURITIES, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for D & D SECURITIES, INC. Comes From

Understanding the Statistics for D & D SECURITIES, INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
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Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
16

FIRM INFORMATION

Main Address
2929 Walnut Street 8th Floor, Philadelphia, PA 19104
Mailing Address
703 North Jerome Avenue, Margate City, NJ 08402
Phone Number
(609) 226-7672
Established
Pennsylvania since 02/19/1991
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
DICICCO, NICHOLAS GERALDPRESIDENT2321852
BUTLER, BRUCE JOSEPHVICE PRESIDENT, ON-FLOOR SUPERVISORY PRINCIPAL1568629
SCHEPPS, MARK HVICE PRESIDENT, CHIEF LEGAL OFFICER, CHIEF COMPLIANCE OFFICER2042034

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Advisor's working at D & D SECURITIES, INC.

DR

Daniel Domenic Ribecchi

Daniel Ribecchi
RR
CRD#: 1751940
Location:
Philadelphia, PA 19104
Company:
D & D SECURITIES, INC.
Disclosures:
Experience:
16 years
View Profile
BB

Bruce Joseph Butler

Bruce Butler
RR
CRD#: 1568629
Location:
Philadelphia, PA 19104
Company:
D & D SECURITIES, INC.
Disclosures:
Experience:
15 years
View Profile
JW

James Paul Warren

RR
CRD#: 1874123
Location:
Philadelphia, PA 19104
Company:
D & D SECURITIES, INC.
Disclosures:
Experience:
15 years
View Profile
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