Christopher J. Blatz
Professional summary
Christopher J Blatz, who also goes by Christopher John Blatz, is a registered financial professional currently at NATALLIANCE SECURITIES, LLC located in Charlotte, North Carolina.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1987. Christopher has worked at 11 firms and has passed the Series 63, Series 57TO, Series 79TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher J Blatz's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 1, 2020 - Present
NATALLIANCE SECURITIES, LLC
Office #1: 4201 Congress St, Ste 375, Charlotte, NC 28209October 2, 2017 - April 6, 2020
HILLTOP SECURITIES INC.
July 3, 2017 - October 1, 2017
STONEX FINANCIAL INC.
May 2, 2014 - July 3, 2017
STERNE, AGEE & LEACH, INC.
February 13, 2013 - May 6, 2014
RAYMOND JAMES & ASSOCIATES, INC.
March 8, 2002 - February 13, 2013
MORGAN KEEGAN & COMPANY, LLC
September 25, 2000 - March 19, 2002
WACHOVIA SECURITIES, INC.
February 9, 1998 - July 12, 2000
ORMES CAPITAL MARKETS, INC.
August 15, 1996 - March 26, 1997
MURPHEY, MARSEILLES, SMITH & NAMMACK, INC.
May 28, 1996 - August 19, 1996
CHARLES SCHWAB & CO., INC.
June 23, 1987 - February 27, 1996
CANTOR FITZGERALD & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/1/2020)
(4/1/2020)
(4/1/2020)
(4/1/2020)
(4/1/2020)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 55
Date: 6/11/2001
Limited Representative-Equity Trader ExamFINRA
Current Firm
NATALLIANCE SECURITIES, LLC
CRD#: 39455 / SEC#: , 8-48723
Contact information
FINRA licenses (46 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATALLIANCE HOLDING COMPANY LLC | OWNER | |
| ADAMS, JASON | BOARD MEMBER | 2690575 |
| BRENNER, ANDREW SCOTT | BOARD MEMBER | 1227535 |
| BUSH, FRED COSTON | CFO/COO | 3075024 |
| CARREON, MICHELLE ELLIS | CCO | 4861485 |
| GIORDANO, MICHAEL JAMES | BOARD MEMBER | 5942248 |
| HENDRICKSON, GEORGE ALEXANDER BROWN | BOARD MEMBER | 2382347 |
| LIEPMAN, JOHN FRANCIS | BOARD MEMBER | 2037298 |
| LOERCH, SAMUEL JAMES | BOARD MEMBER | 1195328 |
| SALTER, MARK MYLES | BOARD MEMBER/CEO/PRESIDENT | 1180139 |
| TAYLOR, BRADFORD STEPHEN | BOARD MEMBER | 5751455 |
Disclosures
| Regulatory Event | 8 |
Red Flags
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