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FIRM PROFILE
Overview
NATALLIANCE SECURITIES, LLC is located at 3101 Bee Cave Rd Suite 800, Austin, TX 78701 and was first established at Dallas, Delaware in 12/31/2012. After operating for 13 years, NATALLIANCE SECURITIES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of NATALLIANCE SECURITIES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. NATALLIANCE SECURITIES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at NATALLIANCE SECURITIES, LLC are registered to handle securities or provide financial advice. The firm has 8 disclosures, 8 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access NATALLIANCE SECURITIES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at NATALLIANCE SECURITIES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for NATALLIANCE SECURITIES, LLC Comes From
Understanding the Statistics for NATALLIANCE SECURITIES, LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
3101 Bee Cave Rd Suite 800, Austin, TX 78701
3101 Bee Cave Rd Suite 270, Austin, TX 78746
Small
(512) 609-1700
Delaware since 12/31/2012
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| NATALLIANCE HOLDING COMPANY LLC | OWNER | ||
| ADAMS, JASON | BOARD MEMBER | 2690575 | |
| BRENNER, ANDREW SCOTT | BOARD MEMBER | 1227535 | |
| BUSH, FRED COSTON | CFO/COO | 3075024 | |
| CARREON, MICHELLE ELLIS | CCO | 4861485 | |
| GIORDANO, MICHAEL JAMES | BOARD MEMBER | 5942248 | |
| HENDRICKSON, GEORGE ALEXANDER BROWN | BOARD MEMBER | 2382347 | |
| LIEPMAN, JOHN FRANCIS | BOARD MEMBER | 2037298 | |
| LOERCH, SAMUEL JAMES | BOARD MEMBER | 1195328 | |
| SALTER, MARK MYLES | BOARD MEMBER/CEO/PRESIDENT | 1180139 | |
| TAYLOR, BRADFORD STEPHEN | BOARD MEMBER | 5751455 |
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Advisor's working at NATALLIANCE SECURITIES, LLC
Colleen Marie Murphy
Martin Thomas Baxter II
Christopher J Blatz
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