Cesar Antonio Baez
Professional Summary
Cesar Antonio Baez, who also goes by Cesar A Baez, Cesar Baez, is a registered financial advisor currently at FOUR POINTS CAPITAL PARTNERS LLC located in Buffalo, New York. Cesar is registered as a RR (Registered Representative) and started their career in finance in 1987. Cesar has worked at 5 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Cesar A Baez, Cesar Baez
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
39 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
AURORA FINANCIAL SERVICES, L.L.C. | HAYDEN & ASSOCIATES | FOUR POINTS CAPITAL PARTNERS LLC
Contact Information
Main Address
55a E. Ridgewood Avenue Suite 12, Ridgewood, NJ 07450Mailing Address
55a E. Ridgewood Avenue Suite 12, Ridgewood, NJ 07450Phone Number
(212) 257-5240Established
Texas since 07/23/1997Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(3/16/2021)
(3/16/2021)
(3/16/2021)
(3/16/2021)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Cesar Antonio Baez's CRS (Customer Relationship Summary).
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