Cesar A. Baez
Professional summary
Cesar Antonio Baez, who also goes by Cesar A Baez, Cesar Baez, is a registered financial professional currently at FOUR POINTS CAPITAL PARTNERS LLC located in Buffalo, New York.
Cesar is registered as a RR (Registered Representative) and started their career in finance in 1987. Cesar has worked at 5 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Cesar Antonio Baez's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 8, 2021 - Present
FOUR POINTS CAPITAL PARTNERS LLC
July 14, 1994 - August 9, 1995
BBVA INVESTMENTS INC.
September 28, 1992 - April 29, 1994
CITIGROUP GLOBAL MARKETS INC.
January 8, 1991 - January 22, 1992
NOMURA SECURITIES INTERNATIONAL, INC.
March 3, 1988 - July 31, 1990
UBS FINANCIAL SERVICES INC.
April 29, 1987 - March 23, 1988
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/16/2021)
(3/16/2021)
(3/16/2021)
(3/16/2021)
Exams
Series 7TO
Date: 1/8/2021
General Securities Representative ExaminationFINRA
Current Firm
FOUR POINTS CAPITAL PARTNERS LLC
CRD#: 43149 / SEC#: , 8-50162
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
