Mark J. Katelhon

TD PRIVATE CLIENT WEALTH

Jenkintown, PA 19046

CRD#: 1625474

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Professional summary

Mark Joseph Katelhon is a registered financial advisor currently at TD PRIVATE CLIENT WEALTH LLC located in Jenkintown, Pennsylvania.

Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Mark has worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Joseph Katelhon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Mark Joseph Katelhon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 22, 2026 - Present

TD PRIVATE CLIENT WEALTH LLC

Office #1: 710 Old York Road, Jenkintown, PA 19046

RIA

CRD#: 164484

Jenkintown, PA

Current

June 22, 2026 - Present

TD PRIVATE CLIENT WEALTH LLC

Office #1: 336 Route 70 West 2nd Floor, Marlton, NJ 08053

RIA

CRD#: 164484

Marlton, NJ

Past

September 9, 2024 - June 22, 2026

LPL FINANCIAL LLC

RIA

CRD#: 6413

PHIADEPHIA, PA

Past

September 9, 2024 - June 22, 2026

LPL FINANCIAL LLC

CRD#: 6413

PHIADEPHIA, PA

Past

October 24, 2017 - September 17, 2024

OSAIC FS, INC.

RIA

CRD#: 3870

PHILADELPHIA, PA

Past

October 24, 2017 - September 17, 2024

OSAIC FS, INC.

CRD#: 3870

PHILADELPHIA, PA

Past

March 6, 2012 - October 27, 2017

SECURIAN FINANCIAL SERVICES, INC.

RIA

CRD#: 15296

HUNTINGDON VALLEY, PA

Past

July 25, 2006 - October 27, 2017

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

HUNTINGDON VALLEY, PA

Past

May 6, 2005 - July 11, 2006

MILSTREAM SECURITIES LLC

CRD#: 38771

WEST PATERSON, NJ

Past

January 31, 2003 - June 4, 2003

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Past

December 5, 2000 - December 3, 2001

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

May 19, 2000 - September 8, 2000

PRIME CAPITAL SERVICES, INC.

CRD#: 18334

POUGHKEEPSIE, NY

Past

November 4, 1999 - May 18, 2000

ESSEX NATIONAL SECURITIES, LLC

CRD#: 25454

NAPA, CA

Past

December 14, 1998 - July 6, 1999

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

Past

November 3, 1997 - April 27, 1998

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

November 3, 1997 - April 27, 1998

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Past

June 18, 1987 - November 13, 1990

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TD PRIVATE CLIENT WEALTH LLC

CRD#: 164484 / SEC#: 801-77771, 8-69105

RIA

Registered Investment Advisory firm - SEC (4/11/2013 Approved)

Broker-Dealer Firm Regulated by FINRA (New York district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(6/23/2026)

IAR

Florida
(6/24/2026)

New Jersey
(6/23/2026)

Pennsylvania
(6/22/2026)

IAR

Pennsylvania
(6/22/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/28/2001

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/1/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 2/28/2001

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 2/12/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/1/1997

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

TD PRIVATE CLIENT WEALTH LLC

CRD#: 164484 / SEC#: 801-77771, 8-69105

RIA

Registered Investment Advisory firm - SEC (4/11/2013 Approved)

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

1 Vanderbilt Avenue 23rd Floor 23rd Floor, New York, NY, 10017

Mailing Address

1 Vanderbilt Avenue 23rd Floor, New York, NY, 10017

Phone number

(877) 703-9896

Established

Delaware since 07/13/2012

Firm type

Limited Liability Company

Fiscal year end

October

Firm Size

Large

# of Employees

671

SEC notice filing (51 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

TD PRIVATE CLIENT WEALTH LLC MANAGED ACCOUNT PROGRAM BROCHURE JANUARY 31 2026 (1/29/2026)

TDPCW AUTOMATED INVESTING AND AUTOMATED INVESTING PLUS PROGRAM BROCHURE JANUARY 31 2026 (1/29/2026)

Direct owners and executive officers

Name	Position	CRD#
TD BANK, NATIONAL ASSOCIATION	OWNER
BEGUN, ROBERT	PRESIDENT	4436053
CALDERON NAJERA, NAYRA	CCO	5040972
CARROLL, ANNA	COO	4487506
CHABOT, ALAN J	CEO	2617874
ORTIZ, JORGE LUIS	CFO & FINOP	2725922
WILSON, KEVIN KEITH	FINOP	5437711

Regulatory assets under management

Total Number of Accounts	25,697
AUM (Assets Under Management)	$ 8,255,945,350

Disclosures

Regulatory Event

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
05/30/2025	Cover Page	Report
09/27/2024	Cover Page	Report
06/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark J. Katelhon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Joseph Katelhon's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Mark Joseph Katelhon's CRS (Customer Relationship Summary).

Certified licenses

Experience

TD PRIVATE CLIENT WEALTH LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

OSAIC FS, INC.

OSAIC FS, INC.

SECURIAN FINANCIAL SERVICES, INC.

SECURIAN FINANCIAL SERVICES, INC.

MILSTREAM SECURITIES LLC

CETERA WEALTH SERVICES, LLC

MORGAN STANLEY DW INC.

PRIME CAPITAL SERVICES, INC.

ESSEX NATIONAL SECURITIES, LLC

PRINCIPAL SECURITIES, INC.

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

OSAIC FS, INC.

Primary Firm SEC Registration

TD PRIVATE CLIENT WEALTH LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/28/2001

Series 63

Date: 11/1/1997

SIE

Date: 10/1/2018

Series 31

Date: 2/28/2001

Series 7

Date: 2/12/2001

Series 6

Date: 11/1/1997

FINRA

Current Firm

TD PRIVATE CLIENT WEALTH LLC

Contact information

SEC notice filing (51 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

TD PRIVATE CLIENT WEALTH LLC

TRUST BUT VERIFY

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