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Nayra Calderon Najera

TD PRIVATE CLIENT WEALTH
Fort Lauderdale, FL
·CRD# 5040972·20 years experience

Professional Summary

Nayra Calderon Najera, who also goes by Nayra Calderon, Nayra Calderon-najera, Nayra Calderonnajera, is a registered financial advisor currently at TD PRIVATE CLIENT WEALTH LLC located in Fort Lauderdale, Florida. Nayra is registered as a RR (Registered Representative) and started their career in finance in 2006. Nayra has worked at 8 firms and has passed the Series 66, SIE, Series 7, Series 14, Series 4, Series 10, Series 9 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Nayra Calderon, Nayra Calderon-Najera, Nayra Calderonnajera

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

20 years in the financial services industry

Current & Past Employments

TD PRIVATE CLIENT WEALTH LLC·CRD# 164484
RIA
BD
5900 North Andrews Avenue 2nd Floor, Fort Lauderdale, FL 33309
October 3, 2024 - Present
EFG CAPITAL INTERNATIONAL·CRD# 40118
BD
Miami, FL
December 5, 2023 - September 6, 2024
CHARLES SCHWAB & CO., INC.·CRD# 5393
BD
Chicago, IL
September 18, 2020 - December 6, 2023
BMO INVESTMENT DISTRIBUTORS, LLC·CRD# 146711
BD
Chicago, IL
July 24, 2018 - June 5, 2019
BMO HARRIS FINANCIAL ADVISORS, INC.·CRD# 137115
BD
Chicago, IL
August 15, 2017 - September 4, 2020
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
Chicago, IL
April 22, 2015 - May 23, 2016
GOLDMAN SACHS & CO. LLC·CRD# 361
BD
New York, NY
November 11, 2010 - April 17, 2015
WILLIAM BLAIR·CRD# 1252
RIA
Chicago, IL
February 28, 2006 - November 8, 2010
WILLIAM BLAIR·CRD# 1252
BD
Chicago, IL
January 16, 2006 - November 8, 2010

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Current Firm

TP
TD PRIVATE CLIENT WEALTH LLC

TD PRIVATE CLIENT WEALTH LLC

CRD#: 164484 / SEC#: 801-77771, 8-69105
RIA
Registered Investment Advisory firm - SEC (4/11/2013 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

1 Vanderbilt Avenue 23rd Floor 23rd Floor, New York, NY, 10017

Mailing Address

1 Vanderbilt Avenue 23rd Floor, New York, NY, 10017

Phone Number

(877) 703-9896

Established

Delaware since 07/13/2012

Firm Type

Limited Liability Company

Fiscal Year End

October

Firm Size

Large

# of Employees

671

SEC notice filing (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

TD PRIVATE CLIENT WEALTH LLC MANAGED ACCOUNT PROGRAM BROCHURE JUNE 12 2026 (6/12/2026)

Direct owners and executive officers

NamePositionCRD#
TD BANK, NATIONAL ASSOCIATIONOWNER—
BEGUN, ROBERTPRESIDENT & DIRECTOR4436053
CALDERON NAJERA, NAYRACCO5040972
CARROLL, ANNACOO & DIRECTOR4487506
CHABOT, ALAN JCEO & DIRECTOR2617874
SNYDER, JONATHANCFO AND FINANCIAL AND OPERATIONS PRINCIPAL6514215

Regulatory Assets Under Management

Total Number of Accounts

25,698

AUM (Assets Under Management)

$8,574,585,303

Disclosures

Regulatory Event

3

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
05/30/2025Cover PageReport
09/27/2024Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TP
TD PRIVATE CLIENT WEALTH LLC

TD PRIVATE CLIENT WEALTH LLC

CRD#: 164484 / SEC#: 801-77771, 8-69105
RIA
Registered Investment Advisory firm - SEC (4/11/2013 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(10/3/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Feb 2006About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 2006About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Dec 2023About the Series 14 exam

Series 4 — Registered Options Principal Examination

Passed Sep 2015About the Series 4 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Mar 2007About the Series 10 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Nov 2006About the Series 9 exam

Series 24 — General Securities Principal Examination

Passed Jul 2006About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Nayra Calderon Najera's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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