Satya D. Pradhuman

CIRRUS RESEARCH

NEW YORK, NY 10018

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CRD#: 1602448

Professional summary

Satya Dev Pradhuman is a registered financial advisor currently at CIRRUS RESEARCH, LLC located in New York, New York.

Satya is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Satya has worked at 3 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 86, Series 87, Series 7, Series 14 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Satya Dev Pradhuman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 6, 2024 - Present

CIRRUS RESEARCH, LLC

Office #1: 110 West 40th Street Suite 1103, New York, NY 10018

RIA

CRD#: 143800

NEW YORK, NY

Past

July 22, 2009 - July 23, 2024

CIRRUS RESEARCH, LLC

CRD#: 143800

NEW YORK, NY

Past

May 10, 2007 - September 15, 2009

PULSE TRADING, INC.

CRD#: 104022

NEW YORK, NY

Past

December 21, 1995 - April 13, 2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(2/6/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/6/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/20/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 86

Date: 8/18/2004

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 87

Date: 8/18/2004

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 12/20/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 24

Date: 2/2/2004

General Securities Principal Examination

Current Firm

CIRRUS RESEARCH, LLC

CRD#: 143800 / SEC#: , 8-68081

New York

Registered Investment Advisory firm - SEC (1/2/2008 Approved)

Terminated by SEC on 07/21/2024

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Contact information

Main Address

110 West 40th Street Suite 1103, New York, NY 10018

Mailing Address

Phone number

(914) 289-1411

Established

New York since 02/26/2007

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

Documents

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
PRADHUMAN, SATYA DEV	MANAGING MEMBER/ CEO/ CCO/ RESEARCH DIRECTOR	1602448
KRIM, ALAN MITCHELL	CHIEF FINANCIAL OFFICER	2785337

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Satya D. Pradhuman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Satya Dev Pradhuman's CRS (Customer Relationship Summary).

Certified licenses

Experience

CIRRUS RESEARCH, LLC

PULSE TRADING, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 2/6/2024

Series 63

Date: 2/20/1998

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 86

Date: 8/18/2004

Series 87

Date: 8/18/2004

Series 7

Date: 12/20/1995

Series 14

Date: 1/2/2023

Series 24

Date: 2/2/2004

Current Firm

CIRRUS RESEARCH, LLC

Contact information

Documents

Direct owners and executive officers

Red Flags

Company Information

CIRRUS RESEARCH, LLC

TRUST BUT VERIFY

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