Satya Dev Pradhuman
Professional Summary
Satya Dev Pradhuman is a registered financial advisor currently at CIRRUS RESEARCH, LLC located in New York, New York. Satya is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Satya has worked at 3 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 86, Series 87, Series 7, Series 14 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Disclosures on record.
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Years of Experience
31 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
CIRRUS RESEARCH, LLC
Contact Information
Main Address
110 West 40th Street Suite 1103, New York, NY 10018Phone Number
(914) 289-1411Established
New York since 02/26/2007Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
Small# of Employees
3Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(2/6/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 87 — Research Analyst Exam - Part II Regulations Module
Passed Aug 2004About the Series 87 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Satya Dev Pradhuman's CRS (Customer Relationship Summary).
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