Stephen Malcolm Squire
Professional Summary
Stephen Malcolm Squire, who also goes by Stephen Michael Krage, Stephen Malcolm Squire, is a registered financial advisor currently at VEX SECURITIES located in San Jose, California. Stephen is registered as a RR (Registered Representative) and started their career in finance in 1998. Stephen has worked at 12 firms and has passed the Series 66, Series 52TO, Series 99TO, Series 57TO, Series 82TO, SIE, Series 87, Series 55, Series 10, Series 9, Series 27, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Stephen Michael Krage, Stephen Malcolm Squire
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
28 years in the financial services industry
Current & Past Employments
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Current Firm
VEX SECURITIES | VEX SECURITIES, LLC
Contact Information
Main Address
333 West San Carlos Street Suite 600, San Jose, CA 95110Mailing Address
333 West San Carlos Street Suite 600, San Jose, CA 95110Phone Number
(415) 695-4458Established
Delaware since 09/01/2021Firm Type
Limited Liability CompanyFiscal Year End
JuneFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(11/18/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 82TO — Limited Representative-Private Securities Offerings
Passed Jan 2023About the Series 82TO examSeries 87 — Research Analyst Exam - Part II Regulations Module
Passed Jul 2005About the Series 87 examSeries 55 — Limited Representative-Equity Trader Exam
Passed Aug 2002Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2023About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2023About the Series 9 examSeries 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Aug 1998SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Stephen Malcolm Squire's CRS (Customer Relationship Summary).
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