Ricardo Constantine Clarke
Professional Summary
Ricardo Constantine Clarke is a registered financial advisor currently at CROWDVEST SECURITIES LLC located in Hutchinson Island, Florida and UPHORIZON SECURITIES located in Los Angeles, California. Ricardo is registered as a RR (Registered Representative) and started their career in finance in 2016. Ricardo has worked at 6 firms and has passed the Series 99TO, SIE, Series 99 and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
VICTRIX INVESTMENT ADVISORS
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
VICTRIX INVESTMENT ADVISORS
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
VICTRIX INVESTMENT ADVISORS
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
VICTRIX INVESTMENT ADVISORS
Years of Experience
10 years in the financial services industry
Current & Past Employments
Similar Advisors
VICTRIX INVESTMENT ADVISORS
Current Firm
VEX SECURITIES | VEX SECURITIES, LLC
Contact Information
Main Address
333 West San Carlos Street Suite 600, San Jose, CA 95110Mailing Address
333 West San Carlos Street Suite 600, San Jose, CA 95110Phone Number
(415) 695-4458Established
Delaware since 09/01/2021Firm Type
Limited Liability CompanyFiscal Year End
JuneFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Similar Advisors
VICTRIX INVESTMENT ADVISORS
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
VICTRIX INVESTMENT ADVISORS
State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
VICTRIX INVESTMENT ADVISORS
CRS (Client Relationship Summary) - BD
Click below to view Ricardo Constantine Clarke's CRS (Customer Relationship Summary).
Similar Advisors
VICTRIX INVESTMENT ADVISORS
