PR
Philip A. Rogers
BEAM WEALTH ADVISORS
NEWTOWN SQUARE, PA 19073
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CRD#: 1581130
PR
Professional summary
Philip Allen Rogers is a registered financial advisor currently at BEAM WEALTH ADVISORS, INC. located in Newtown Square, Pennsylvania and PURSHE KAPLAN STERLING INVESTMENTS located in Newtown Square, Pennsylvania.
Philip is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Philip has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BEAM WEALTH ADVISORS INC. d/b/a Rogers & Rogers POSITION: Investment Advisor Rep NATURE: Investment Advisor Representative, Hybrid INVESTMENT RELATED: Yes NUMBER OF HOURS: 175 SECURITIES TRADING HOURS: 175 START DATE: 03/15/2015 ADDRESS: Same as B/D Branch DESCRIPTION: Hybrid Investment Advisor Representative PHILIP A. ROGERS POSITION: Agent/Broker NATURE: Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 04/06/1984 ADDRESS: Same as B/D Branch DESCRIPTION: The sale of life insurance and annuities to clients and prospective clients
CRS (Client Relationship Summary) - RIA
Click below to view Philip Allen Rogers's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 6, 2015 - Present
BEAM WEALTH ADVISORS, INC.
Office #1: 90 S. Newtown Street Road Suite 12, Newtown Square, PA 19073RIA
CRD#: 109867
NEWTOWN SQUARE, PA
Current
April 1, 2022 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 90 S. Newton Street Road Ste 12, Newtown Square, PA 19073BD
CRD#: 35747
Newtown Square, PA
Past
June 30, 2015 - April 1, 2022
SECURITIES AMERICA, INC.
BD
CRD#: 10205
Newtown Square, PA
Past
April 7, 2015 - April 8, 2015
LPL FINANCIAL LLC
RIA
CRD#: 6413
NEWTOWN SQUARE, PA
Past
September 8, 2009 - July 21, 2015
LPL FINANCIAL LLC
BD
CRD#: 6413
NEWTOWN SQUARE, PA
Past
March 7, 2006 - September 8, 2009
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
NEWTOWN SQUARE, PA
Past
May 7, 1991 - March 17, 2006
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
CONSHOHOCKEN, PA
Past
November 25, 1987 - November 18, 1989
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BEAM WEALTH ADVISORS, INC.
ADVOCACY FINANCIAL, LLC | WHIDDON WEALTH MANAGEMENT, LLC | UNIVERSAL FINANCIAL GROUP, INC | TRUE COMPASS FINANCIAL, LLC | THRESHOLD, INC. | SUMMIT INVESTMENT GROUP LLC | SOMMER INVESTMENTS, LLC | ROMANO INSURANCE & INVESTMENT GROUP | ROGERS AND ROGERS | PREMIER WEALTH MANAGEMENT GROUP | OBAN WEALTH MANAGEMENT LLC | MOUNTAIN WEST WEALTH | JUDD WEALTH MANAGEMENT | JOSEPH PIRETTI & ASSOCIATES | JDS WEALTH STRATEGIES | FINESTPLAN LC | FINANCIAL DESIGN GROUP | FINANCIAL AND INVESTMENT MANAGEMENT ADVISORS, INC. | FINANCIAL AND INVESTMENT & MANAGEMENT ADVISORS, INC. | DAVIS FINANCIAL | CYPRESS FINANCIAL GROUP | CHARLES BRYAN FINANCIAL GROUP | BGA WEALTH | BGA 401K | BENEDETTI, GUCER & ASSOCIATES | BEAM WEALTH ADVISORS, INC. | BEAM WEALTH ADVISORS | BEAM ASSET MANAGEMENT, LLC | BEAM ASSET MANAGEMENT
CRD#: 109867 / SEC#: 801-60334
RIA
Registered Investment Advisory firm - (6/22/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(10/11/2024)
RR
Delaware(4/1/2022)
RR
Florida(4/1/2022)
RR
Hawaii(2/13/2023)
RR
Idaho(4/1/2022)
RR
Maryland(4/1/2022)
RR
Montana(4/1/2022)
RR
New Jersey(4/1/2022)
RR
New Mexico(4/22/2022)
RR
New York(4/1/2022)
RR
North Carolina(4/5/2022)
IAR
Pennsylvania(4/6/2015)
RR
Pennsylvania(4/1/2022)
RR
South Carolina(4/1/2022)
RR
Texas(4/1/2022)
IAR
Texas(6/9/2022)
RR
Virginia(4/1/2022)
RR
West Virginia(7/29/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BW
BEAM WEALTH ADVISORS, INC.
ADVOCACY FINANCIAL, LLC | WHIDDON WEALTH MANAGEMENT, LLC | UNIVERSAL FINANCIAL GROUP, INC | TRUE COMPASS FINANCIAL, LLC | THRESHOLD, INC. | SUMMIT INVESTMENT GROUP LLC | SOMMER INVESTMENTS, LLC | ROMANO INSURANCE & INVESTMENT GROUP | ROGERS AND ROGERS | PREMIER WEALTH MANAGEMENT GROUP | OBAN WEALTH MANAGEMENT LLC | MOUNTAIN WEST WEALTH | JUDD WEALTH MANAGEMENT | JOSEPH PIRETTI & ASSOCIATES | JDS WEALTH STRATEGIES | FINESTPLAN LC | FINANCIAL DESIGN GROUP | FINANCIAL AND INVESTMENT MANAGEMENT ADVISORS, INC. | FINANCIAL AND INVESTMENT & MANAGEMENT ADVISORS, INC. | DAVIS FINANCIAL | CYPRESS FINANCIAL GROUP | CHARLES BRYAN FINANCIAL GROUP | BGA WEALTH | BGA 401K | BENEDETTI, GUCER & ASSOCIATES | BEAM WEALTH ADVISORS, INC. | BEAM WEALTH ADVISORS | BEAM ASSET MANAGEMENT, LLC | BEAM ASSET MANAGEMENT
CRD#: 109867 / SEC#: 801-60334
RIA
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Contact information
Main Address
72096 Ramos Avenue Suite D, Covington, LA 70433
Mailing Address
Phone number
(985) 893-1440
Established
Firm type
Fiscal year end
# of Employees
17
SEC notice filing (34 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,006 |
| AUM (Assets Under Management) | $ 1,314,316,357 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
