Christopher M. Testa
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Michael Testa was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1986. Christopher had worked at 4 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 6, 2018 - May 31, 2019
WALTON RE SECURITIES, LLC
May 27, 1994 - May 9, 2001
GOLDMAN SACHS & CO. LLC
August 10, 1992 - April 19, 1994
CREDIT SUISSE SECURITIES (USA) LLC
November 10, 1986 - September 1, 1988
BNY MELLON SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
WALTON RE SECURITIES, LLC
CRD#: 172024 / SEC#: , 8-69494
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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