Frank E. Mall
Professional summary
Frank Edwin Mall, who also goes by Frank Mall, is a registered financial advisor currently at FINANCIALIFE OUTFITTERS LLC located in Overland Park, Kansas and KOVACK SECURITIES INC. located in Overland Park, Kansas.
Frank is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Frank has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Frank Edwin Mall's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 29, 2018 - Present
FINANCIALIFE OUTFITTERS LLC
Office #1: 6900 College Blvd., Suite 520, Overland Park, KS 66211June 30, 2023 - Present
KOVACK SECURITIES INC.
Office #1: 6900 College Blvd. Suite 520, Overland Park, KS 66211Office #2: 5921 Nw Barry Rd. Suite 200, Kansas City, MO 64154April 2, 2018 - July 5, 2023
TRIAD ADVISORS LLC
April 20, 2007 - April 4, 2018
EQUITY SERVICES, INC.
May 12, 1999 - April 4, 2018
EQUITY SERVICES, INC.
February 2, 1994 - May 5, 1999
MML INVESTORS SERVICES, LLC
October 28, 1986 - February 28, 1994
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/30/2023)
(6/30/2023)
(1/15/2025)
(6/30/2023)
(10/31/2025)
(3/29/2018)
(6/30/2023)
(4/9/2018)
(6/30/2023)
(4/17/2018)
(6/30/2023)
(6/30/2023)
(7/5/2023)
(6/30/2023)
(6/30/2023)
(1/12/2024)
(4/6/2018)
(6/30/2023)
Exams
FINRA
Current Firm
FINANCIALIFE OUTFITTERS LLC
CRD#: 290053 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 69 |
| AUM (Assets Under Management) | $ 18,437,477 |
Red Flags
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