Frank E. Mall

FINANCIALIFE OUTFITTERS

Overland Park, KS 66211

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CRD#: 1565764

Professional summary

Frank Edwin Mall, who also goes by Frank Mall, is a registered financial advisor currently at FINANCIALIFE OUTFITTERS LLC located in Overland Park, Kansas and KOVACK SECURITIES INC. located in Overland Park, Kansas.

Frank is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Frank has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Frank Mall

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frank Edwin Mall's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 29, 2018 - Present

FINANCIALIFE OUTFITTERS LLC

Office #1: 6900 College Blvd., Suite 520, Overland Park, KS 66211

RIA

CRD#: 290053

Overland Park, KS

Current

June 30, 2023 - Present

KOVACK SECURITIES INC.

Office #1: 6900 College Blvd. Suite 520, Overland Park, KS 66211

CRD#: 44848

Overland Park, KS

Past

April 2, 2018 - July 5, 2023

TRIAD ADVISORS LLC

CRD#: 25803

Overland Park, KS

Past

April 20, 2007 - April 4, 2018

EQUITY SERVICES, INC.

RIA

CRD#: 265

OVERLAND PARK, KS

Past

May 12, 1999 - April 4, 2018

EQUITY SERVICES, INC.

CRD#: 265

OVERLAND PARK, KS

Past

February 2, 1994 - May 5, 1999

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

October 28, 1986 - February 28, 1994

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Kansas
(3/29/2018)

Kansas
(6/30/2023)

IAR

Louisiana
(4/9/2018)

IAR

Missouri
(4/17/2018)

Missouri
(6/30/2023)

IAR

Texas
(4/6/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/13/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/31/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 22

Date: 4/24/1987

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 10/24/1986

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

FINANCIALIFE OUTFITTERS LLC

CRD#: 290053 / SEC#:

Kansas

Registered Investment Advisory firm - (3/16/2018 Approved)

Louisiana

Registered Investment Advisory firm - (4/9/2018 Approved)

Missouri

Registered Investment Advisory firm - (4/12/2018 Approved)

Texas

Registered Investment Advisory firm - (4/6/2018 Conditional Restricted)

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Contact information

Main Address

6900 College Blvd., Suite 520, Overland Park, KS 66211

Mailing Address

Phone number

(816) 888-5800

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	77
AUM (Assets Under Management)	$ 30,476,904

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Frank E. Mall

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frank Edwin Mall's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINANCIALIFE OUTFITTERS LLC

KOVACK SECURITIES INC.

TRIAD ADVISORS LLC

EQUITY SERVICES, INC.

EQUITY SERVICES, INC.

MML INVESTORS SERVICES, LLC

NYLIFE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/13/1999

Series 63

Date: 10/31/1986

SIE

Date: 10/1/2018

Series 22

Date: 4/24/1987

Series 6

Date: 10/24/1986

FINRA

Current Firm

FINANCIALIFE OUTFITTERS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FINANCIALIFE OUTFITTERS LLC

TRUST BUT VERIFY

Contact information

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