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CRD#: 44848
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

KOVACK SECURITIES INC. is located at 6451 N. Federal Hwy. Suite 1201, Ft. Lauderdale, FL 33308 and was first established at Florida, Florida in 04/22/1997. After operating for 29 years, KOVACK SECURITIES INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of KOVACK SECURITIES INC.’s clients are individuals and 0% of their clients are high net worth individuals. KOVACK SECURITIES INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at KOVACK SECURITIES INC. are registered to handle securities or provide financial advice. The firm has 10 disclosures, 5 being regulatory events, 0 being client events, and 5 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access KOVACK SECURITIES INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at KOVACK SECURITIES INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for KOVACK SECURITIES INC. Comes From

Understanding the Statistics for KOVACK SECURITIES INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
5
Arbitration
5

FIRM INFORMATION

Main Address
6451 N. Federal Hwy. Suite 1201, Ft. Lauderdale, FL 33308
Mailing Address
6451 N. Federal Hwy. Suite 1201, Ft. Lauderdale, FL 33308
Firm Size
Medium
Phone Number
(954) 782-4771
Established
Florida since 04/22/1997
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
KOVACK FINANCIAL, LLC.OWNER
KOVACK, BRIAN JOHNCEO2809477
SHICK, ISABELLE ALLISONFINOP5364794
WOLFE, MELINDA SUECHIEF COMPLIANCE OFFICER/EVP1627593

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Advisor's working at KOVACK SECURITIES INC.

Joseph Patrick Hanley

Joseph Patrick Hanley

IAR
RR
CRD#: 4161046
CFP®: Certified Financial Planner
Location:
Stow, MA
Company:
KOVACK ADVISORS, INC.
Disclosures:
Experience:
25 years
View Profile
Mike Mher Antashyan

Mike Mher Antashyan

Mger Mike Antashyan, Mike M Antashyan, Mike Mher Antashyan
IAR
RR
CRD#: 7119895
Location:
Upland, CA 91786
Company:
KOVACK ADVISORS, INC.
Disclosures:
Experience:
6 years
View Profile
David Robert Frazier

David Robert Frazier

IAR
RR
CRD#: 2910287
CFP®: Certified Financial Planner
Location:
Springboro, OH
Company:
KOVACK ADVISORS, INC.
Disclosures:
Experience:
28 years
View Profile
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