DB
Debasish ("nmn") Banerjee
SECOND STREET SECURITIES
San Fransisco, CA
·CRD# 1555979·40 years experienceProfessional Summary
Debasish ("nmn") Banerjee, who also goes by Dave Banerjee, David Banerjee, Debasish Banerjee, is a registered financial advisor currently at SECOND STREET SECURITIES, INC. located in San Fransisco, California. Debasish is registered as a RR (Registered Representative) and started their career in finance in 1986. Debasish has worked at 67 firms and has passed the Series 65, Series 63, Series 99TO, Series 52TO, Series 79TO, Series 57TO, SIE, Series 55, Series 7, Series 14, Series...
At a Glance
Best-Interest Standard
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Dave Banerjee, David Banerjee, Debasish Banerjee
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
40 years in the financial services industry
Current & Past Employments
SECOND STREET SECURITIES, INC.·CRD# 42404
1. 600 Townsend St, San Fransisco, CA 941032. Calabasas, CABD
OPAL SECURITIES, INC.·CRD# 8246
New York, NYBD
EBISU SECURITIES INC.·CRD# 305184
Woodland Hills, CABD
ALPHALEDGER MARKETS, INC.·CRD# 300262
Woodland Hills, CABD
MINISTRY PARTNERS SECURITIES, LLC·CRD# 154349
Westlake Village, CARIA
BREX TREASURY LLC·CRD# 299606
Salt Lake City, UTBD
BD4RIA, INC.·CRD# 290240
Fort Worth, TXBD
FINANCIAL WEST GROUP·CRD# 16668
Reno, NVBD
LIBERTY ASSOCIATES, INC.·CRD# 15071
New York, NYBD
TRADEZERO AMERICA, INC.·CRD# 282940
Beverly Hills, CABD
OPUS FINANCIAL PARTNERS, LLC·CRD# 172146
Irvine, CABD
DECKER & CO, LLC·CRD# 166446
Woodland Hills, CABD
NORIBA INVESTING·CRD# 150981
Woodland Hills, CARIA
MONTECITO ADVISORS, INC.·CRD# 104004
Santa Barbara, CABD
TANIUS TECHNOLOGY LLC·CRD# 161341
Alamo, CABD
NORIBA INVESTING·CRD# 150981
Woodland Hills, CABD
NORIBA INVESTING·CRD# 150981
Pasadena, CARIA
USTOCKTRADE SECURITIES, INC.·CRD# 16208
Woodland Hills, CABD
CENTURY PACIFIC SECURITIES, INC.·CRD# 113698
Bellievue, WABD
DUNIYA TRADE, INC.·CRD# 150616
Carlsbad, CABD
NORIBA INVESTING·CRD# 150981
Woodland Hills, CABD
MINISTRY PARTNERS SECURITIES, LLC·CRD# 154349
Brea, CABD
ALETHEIA SECURITIES, INC.,·CRD# 44784
Santa Monica, CABD
SAN FRANCISCO SECURITIES, INC.·CRD# 43629
Canoga Park, CABD
SAN FRANCISCO SECURITIES, INC.·CRD# 43629
Canoga Park, CABD
NEW CENTURY CAPITAL PARTNERS, INC.·CRD# 147071
Los Angeles, CABD
STONNINGTON GROUP, LLC·CRD# 131221
Pasadena, CABD
SAN FRANCISCO SECURITIES, INC.·CRD# 43629
Canoga Park, CABD
REIK & CO., LLC·CRD# 142414
Woodland Hills, CARIA
MORGAN PEABODY, INC.·CRD# 38306
Sherman Oaks, CABD
REDWOOD SECURITIES GROUP, INC.·CRD# 27536
San Francisco, CABD
STROME SECURITIES, L.P.·CRD# 29682
Santa Monica, CABD
VIEWPOINT SECURITIES, LLC·CRD# 104226
San Diego, CABD
NEXGEN CAPITAL ADVISORS, LLC·CRD# 132855
Chicago, ILBD
STONNINGTON GROUP, LLC·CRD# 131221
Pasadena, CABD
QUANTTRADE·CRD# 135723
Woodland Hills, CABD
EPLANNING SECURITIES, INC.·CRD# 46000
New York, NYBD
LN SECURITIES, INC.·CRD# 2554
New York, NYBD
NEXGEN CAPITAL ADVISORS, LLC·CRD# 132855
Chicago, ILBD
HORNBLOWER FISCHER & CO.·CRD# 10885
New York, NYBD
WCM PARTNERS, LLC·CRD# 131421
Delmar, CABD
SILVER PACIFIC ADVISORS, LLC·CRD# 125572
Las Vegas, NVBD
WEDGE SECURITIES, LLC·CRD# 126776
Woodland Hills, CABD
BENEFIT FUNDING SERVICES, LLC·CRD# 44079
Woodland Hills, CABD
KLEIN INVESTMENT GROUP, L.P.·CRD# 36392
Beverly Hills, CABD
BG WORLDWIDE SECURITIES, INC.·CRD# 121735
Westlake Village, CABD
SILVER PACIFIC ADVISORS, LLC·CRD# 125572
Las Vegas, NVBD
ROUND HILL SECURITIES, INC.·CRD# 35223
Alamo, CABD
COMCAP FINANCIAL SERVICES, INC.·CRD# 42888
Irvine, CABD
STONEHAVEN, LLC·CRD# 118913
New York, NYBD
ROUND HILL SECURITIES, INC.·CRD# 35223
Alamo, CABD
MERRIMAN CAPITAL, INC.·CRD# 18296
New York, NYBD
SECURED CAPITAL LLC·CRD# 26723
Los Angeles, CABD
INTER SECURITIES LTD.·CRD# 40733
San Francisco, CABD
DIRECT CAPITAL SECURITIES, INC.·CRD# 29639
Austin, TXBD
WM SMITH & CO.·CRD# 30777
Greenwood Village, COBD
VIPO SECURITIES·CRD# 6285
Long Beach, CABD
KLEIN INVESTMENT GROUP, L.P.·CRD# 36392
Beverly Hills, CABD
GONOW SECURITIES, INC.·CRD# 104020
Los Angeles, CABD
VIPO SECURITIES·CRD# 6285
Long Beach, CABD
MB TRADING·CRD# 30330
El Segundo, CABD
ONLINE STOCK MARKET, INC.·CRD# 47125
Los Angeles, CABD
EPLANNING SECURITIES, INC.·CRD# 46000
Roseville, CABD
SAN CLEMENTE SECURITIES, INC.·CRD# 21895
San Clemente, CABD
HOLLENCREST CAPITAL MANAGEMENT, LLC·CRD# 46217
Newport Beach, CABD
BEL AIR SECURITIES LLC·CRD# 41477
Boston, MABD
HUNTER WORLD MARKETS, INC.·CRD# 38755
Beverly Hills, CABD
NATALLIANCE SECURITIES, LLC·CRD# 39455
Austin, TXBD
SAN CLEMENTE SECURITIES, INC.·CRD# 21895
San Clemente, CABD
COAST ASSET SECURITIES LLC·CRD# 29319
Santa Monica, CABD
GREAT PACIFIC SECURITIES·CRD# 29251
Costa Mesa, CABD
TRADEWAY SECURITIES GROUP, INC.·CRD# 29794
Carlsbad, CABD
MERCHANT BANKING SERVICES, INC.·CRD# 21670
Laguna Hills, CABD
LIBERTY CAPITAL MARKETS, INC.·CRD# 16534
BD
AGOURA HILLS INVESTMENT GROUP, INC.·CRD# 16486
BD
CRITERION SECURITIES INC.·CRD# 26248
BD
FIRST AMERICA EQUITIES CORP.·CRD# 7652
BD
FIRST AMERICA EQUITIES CORP.·CRD# 21473
BD
PAMCO SECURITIES AND INSURANCE SERVICES·CRD# 11028
BD
KENNEDY, CABOT & CO.·CRD# 2417
BD
PACNET SECURITIES, INCORPORATED·CRD# 13808
BD
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Current Firm
SS
SECOND STREET SECURITIES, INC.CRD#: 42404 / SEC#: 8-49829
SECOND STREET SECURITIES, INC.
BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
Contact Information
Main Address
600 Townsend Suite 300, San Francisco, CA 94103Mailing Address
600 Townsend Suite 300, San Francisco, CA 94103Phone Number
(818) 312-3283Established
Delaware since 11/21/1996Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of business: RND Compliance, compliance related only; address: 340 North Westlake Blvd., Suite 160, Westlake Village, CA 91362; Nature of business: Regulatory Compliance; Consulting position: employee; start date: June 1989 and continuing; approximate # of hours/month 180; 100% during security trading hours; duties: provide supervision of compliance related delivery to customers. Others business activities: BG Worldwide Securities, Inc. - FINOP; Great Pacific Securities-FINOP; Ministry Partners, Principal; Second Street Securities FINOP. Financial Professional Coalition. Address 10572 W. Indore Dr., Littleton, CO 80127. Networking, Resource center, position Member, duties member participation only, Start date September 20, 2023. I Can - Investors Choice Advocates Network. Address 515 Flower Street, 25th Floor, Los Angeles, CA 90071, Non-profit public interest law firm - pro bono, position Treasurer - Board Member, duties treasury functions, started September 15, 2022, 2 hour per month during non-securities trading hours. FINRA's Western Regional Committee for District 2, serve a three-year term as an elected representative. Start date January 1, 2023, approximately 20 hours per year.
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State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
RR
California(1/29/2010)
RR
New York(4/10/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 55 — Limited Representative-Equity Trader Exam
Passed Jan 1999FINRA
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Debasish ("nmn") Banerjee's CRS (Customer Relationship Summary).
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