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Scott Hamilton Kurland

SECOND STREET SECURITIES
Calabasas, CA
·CRD# 2726302·29 years experience

Professional Summary

Scott Hamilton Kurland is a registered financial advisor currently at SECOND STREET SECURITIES, INC. located in Calabasas, California. Scott is registered as a RR (Registered Representative) and started their career in finance in 1997. Scott has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 55, Series 62 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

SECOND STREET SECURITIES, INC.·CRD# 42404
BD
Calabasas, CA
June 25, 2018 - Present
VIRTU ALTERNET SECURITIES LLC·CRD# 47867
BD
New York, NY
August 14, 2017 - May 15, 2018
BLACKWATCH BROKERAGE INC.·CRD# 47954
BD
Boston, MA
November 7, 2012 - March 13, 2013
VIRTU ITG LLC·CRD# 29299
BD
New York, NY
November 7, 2012 - May 15, 2018
ELECTRONIC SECURITIES PROCESSING (ESP) LLC·CRD# 103730
BD
New York, NY
August 29, 2001 - August 31, 2006
LANDMARK SECURITIES CORPORATION·CRD# 39506
BD
Houston, TX
April 14, 1998 - September 8, 1999
BLOCK TRADING INC.·CRD# 36666
BD
Houston, TX
July 23, 1997 - March 23, 1998

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Current Firm

SS
SECOND STREET SECURITIES, INC.

SECOND STREET SECURITIES, INC.

CRD#: 42404 / SEC#: 8-49829
BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

Contact Information

Main Address

600 Townsend Suite 300, San Francisco, CA 94103

Mailing Address

600 Townsend Suite 300, San Francisco, CA 94103

Phone Number

(818) 312-3283

Established

Delaware since 11/21/1996

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
ADVENT SOFTWARE, INC.OWNER—
BANERJEE, DEBASISH ("NMN")PRINCIPAL, FINOP, CCO, CFO1555979
BANERJEE, DEBASISH ("NMN")PFO, POO1555979
KURLAND, SCOTT HAMILTONPRINCIPAL2726302
TSUI, JACKBOARD MEMBER—

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(2/10/2020)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2012About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 2012About the Series 7 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Sep 2001

Series 62 — Corporate Securities Limited Representative Examination

Passed Jul 1997

Series 24 — General Securities Principal Examination

Passed Jun 2016About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Scott Hamilton Kurland's CRS (Customer Relationship Summary).

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