Brian K. Michie

BA SECURITIES

W. Conshohocken, PA 19428

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CRD#: 1548812

Professional summary

Brian Kirk Michie is a registered financial professional currently at BA SECURITIES, LLC located in W. Conshohocken, Pennsylvania.

Brian is registered as a RR (Registered Representative) and started their career in finance in 1986. Brian has worked at 17 firms and has passed the Series 66, Series 65, Series 63, Series 79TO, SIE, Series 31, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brian Kirk Michie's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 28, 2025 - Present

BA SECURITIES, LLC

Office #1: Four Tower Bridge 200 Barr Harbor Drive, Suite 400, W. Conshohocken, PA 19428

CRD#: 153489

W. Conshohocken, PA

Past

May 19, 2021 - January 27, 2025

FINALIS SECURITIES LLC

CRD#: 305908

NEW YORK, NY

Past

July 1, 2020 - March 5, 2021

PH PARTNERS, LLC

CRD#: 130790

AUSTIN, TX

Past

April 28, 2020 - June 29, 2020

MERIT SECURITIES, LLC

CRD#: 165470

GIG HARBOR, WA

Past

November 24, 2014 - March 19, 2020

ALLIANCEBERNSTEIN L.P.

RIA

CRD#: 108477

SAN DIEGO, CA

Past

November 3, 2014 - March 19, 2020

SANFORD C. BERNSTEIN & CO., LLC

CRD#: 104474

SAN DIEGO, CA

Past

January 24, 2008 - October 13, 2014

TRITON PACIFIC SECURITIES, LLC

CRD#: 139919

EL SEGUNDO, CA

Past

October 20, 2006 - May 7, 2007

LENOX ADVISORS, INC.

RIA

CRD#: 119386

SAN FRANCISCO, CA

Past

July 6, 2006 - May 14, 2007

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

NEW YORK, NY

Past

May 11, 2006 - May 14, 2007

MML INVESTORS SERVICES, LLC

CRD#: 10409

NEW YORK, NY

Past

October 9, 2001 - February 22, 2002

BESSEMER INVESTOR SERVICES, INC.

CRD#: 17442

NEW YORK, NY

Past

May 2, 2001 - August 15, 2001

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

SAN FRANCISCO, CA

Past

June 14, 2000 - May 2, 2001

WELLS FARGO SECURITIES INC.

CRD#: 17438

SAN FRANCISCO, CA

Past

June 26, 1998 - June 6, 2000

KA ASSOCIATES, LLC

CRD#: 32029

LOS ANGELES, CA

Past

October 5, 1993 - June 11, 1998

SANFORD C. BERNSTEIN & CO., INC.

CRD#: 1232

NEW YORK, NY

Past

December 16, 1991 - July 30, 1993

SWISSKEY FUND SERVICES, INC.

CRD#: 27867

Past

July 20, 1988 - January 1, 1990

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

Past

March 7, 1988 - July 21, 1988

CIBC WORLD MARKETS CORP.

CRD#: 630

Past

August 19, 1986 - January 1, 1990

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(1/28/2025)

Nevada
(6/9/2025)

Pennsylvania
(1/28/2025)

Exams

State Security Law Exam

IAR

Series 66

Date: 11/22/2014

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 11/8/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/17/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 6/10/2020

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 12/26/2014

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 4/12/2006

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/10/2008

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

BA SECURITIES, LLC

BA SECURITIES, LLC | BLACKWOLF ADVISORS, LLC | BLACKWOLF ADVISORS

CRD#: 153489 / SEC#: , 8-68545

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

Four Tower Bridge 200 Barr Harbor Drive, Suite 400, W. Conshohocken, PA 19428

Mailing Address

Four Tower Bridge 200 Barr Harbor Drive, Suite 400, W. Conshohocken, PA 19428

Phone number

(877) 738-5841

Established

Pennsylvania since 01/25/2010

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
BA HOLDCO, LLC	OWNER
BOLDEN, MICHAEL LABRADOR	CHIEF COMPLIANCE OFFICER	6411755
CHUFF, JOHN JOSEPH	PRESIDENT	1205736
HATLING, PEDER ALAN	PRINCIPAL	5240595
JUILIANO, COLLEEN JANE	FINOP	4818898
KELLER-YOUNG, SUZANNE	OPERATIONS MANAGER	5495492
PICKENS, DANIEL NEHIL	PRINCIPAL	1042225
WENTZLER, DENNIS RAYMOND	CHIEF OPERATIONS OFFICER & AML OFFICER	4221461

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brian K. Michie

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brian Kirk Michie's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINALIS SECURITIES LLC

PH PARTNERS, LLC

MERIT SECURITIES, LLC

ALLIANCEBERNSTEIN L.P.

SANFORD C. BERNSTEIN & CO., LLC

TRITON PACIFIC SECURITIES, LLC

LENOX ADVISORS, INC.

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

BESSEMER INVESTOR SERVICES, INC.

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO SECURITIES INC.

KA ASSOCIATES, LLC

SANFORD C. BERNSTEIN & CO., INC.

SWISSKEY FUND SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CIBC WORLD MARKETS CORP.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 11/22/2014

Series 65

Date: 11/8/1993

Series 63

Date: 9/17/1986

Series 79TO

Date: 6/10/2020

SIE

Date: 10/1/2018

Series 31

Date: 12/26/2014

Series 7

Date: 4/12/2006

Series 24

Date: 10/10/2008

FINRA

Current Firm

BA SECURITIES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

BA SECURITIES, LLC

TRUST BUT VERIFY

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