SM
Scott F. Maguire
FORESIDE FUND SERVICES
Conshohocken, PA 19428
Some features on this profile are disabled
CRD#: 1548274
SM
Professional summary
Scott Frederick Maguire, CFA, who also goes by Scott F Maguire, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Conshohocken, Pennsylvania.
Scott is registered as a RR (Registered Representative) and started their career in finance in 1986. Scott has worked at 6 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Scott F Maguire
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Scott Frederick Maguire's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 3, 2018 - Present
FORESIDE FUND SERVICES, LLC
Office #1: Eight Tower Bridge 161 Washington Street, Seventh Floor, Conshohocken, PA 19428BD
CRD#: 46106
Conshohocken, PA
Past
May 16, 2008 - January 2, 2018
BNY MELLON SECURITIES CORPORATION
BD
CRD#: 231
PLYMOUTH MEETING, PA
Past
May 15, 2008 - May 16, 2008
BNY MELLON SECURITIES CORPORATION
RIA
CRD#: 231
PLYMOUTH MEETING, PA
Past
April 25, 2008 - January 8, 2018
CENTERSQUARE INVESTMENT MANAGEMENT, INC.
RIA
CRD#: 107644
PLYMOUTH MEETING, PA
Past
October 31, 2006 - January 18, 2007
INVESCO DISTRIBUTORS, INC.
BD
CRD#: 7369
HOUSTON, TX
Past
October 26, 2006 - January 18, 2007
AIM PRIVATE ASSET MANAGEMENT
RIA
CRD#: 109264
HOUSTON, TX
Past
August 21, 1986 - December 7, 1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/3/2018)
RR
Alaska(1/3/2018)
RR
Arizona(1/3/2018)
RR
Arkansas(1/3/2018)
RR
California(1/3/2018)
RR
Colorado(1/3/2018)
RR
Connecticut(1/3/2018)
RR
Delaware(1/3/2018)
RR
District of Columbia(1/3/2018)
RR
Florida(1/3/2018)
RR
Georgia(1/3/2018)
RR
Hawaii(1/3/2018)
RR
Idaho(1/3/2018)
RR
Illinois(1/3/2018)
RR
Indiana(1/3/2018)
RR
Iowa(1/3/2018)
RR
Kansas(1/3/2018)
RR
Kentucky(1/3/2018)
RR
Louisiana(1/3/2018)
RR
Maine(1/3/2018)
RR
Maryland(1/3/2018)
RR
Massachusetts(1/3/2018)
RR
Michigan(1/3/2018)
RR
Minnesota(1/3/2018)
RR
Mississippi(1/3/2018)
RR
Missouri(1/3/2018)
RR
Montana(1/3/2018)
RR
Nebraska(1/3/2018)
RR
Nevada(1/3/2018)
RR
New Hampshire(1/3/2018)
RR
New Jersey(1/3/2018)
RR
New Mexico(1/3/2018)
RR
New York(1/3/2018)
RR
North Carolina(1/3/2018)
RR
North Dakota(1/3/2018)
RR
Ohio(1/3/2018)
RR
Oklahoma(1/3/2018)
RR
Oregon(1/3/2018)
RR
Pennsylvania(1/3/2018)
RR
Rhode Island(1/3/2018)
RR
South Carolina(1/3/2018)
RR
South Dakota(1/3/2018)
RR
Tennessee(1/3/2018)
RR
Texas(1/3/2018)
RR
Utah(1/3/2018)
RR
Vermont(1/3/2018)
RR
Virginia(1/3/2018)
RR
Washington(1/3/2018)
RR
West Virginia(1/3/2018)
RR
Wisconsin(1/3/2018)
RR
Wyoming(1/3/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FF
FORESIDE FUND SERVICES, LLC
FORESIDE FUND SERVICES, LLC | FORUM FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(207) 553-7110
Established
Delaware since 09/08/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
