John A. Gonzalez
Professional summary
John Anthony Gonzalez, who also goes by John A Gonzalez, is a registered financial professional currently at SUSQUEHANNA FINANCIAL GROUP, LLLP located in Bala Cynwyd, Pennsylvania.
John is registered as a RR (Registered Representative) and started their career in finance in 1988. John has worked at 7 firms and has passed the Series 63, Series 57TO, SIE, Series 3, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Anthony Gonzalez's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 25, 1996 - Present
SUSQUEHANNA FINANCIAL GROUP, LLLP
Office #1: 401 City Avenue Suite 220, Bala Cynwyd, PA 19004April 18, 2001 - September 12, 2007
SAL EQUITY TRADING, GP
August 20, 1992 - September 12, 1996
SIG SPECIALISTS, INC.
August 20, 1990 - August 5, 1991
EDUCATORS FINANCIAL MANAGEMENT, INC.
July 21, 1989 - June 12, 1990
G. K. SCOTT & CO., INC.
February 6, 1989 - July 13, 1989
LEVCO SECURITIES CORP.
April 4, 1988 - February 9, 1989
INVESTORS CENTER, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/25/1996)
(12/11/1997)
(7/26/1996)
(1/1/1997)
(12/4/2008)
(12/26/2014)
(1/21/2009)
(1/24/1997)
(4/17/2007)
(2/7/2022)
(4/17/2007)
(12/11/1997)
(2/7/2022)
(4/18/2007)
(2/19/1997)
(7/12/2012)
(3/26/2009)
(2/4/2010)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 4/30/1999
Limited Representative-Equity Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq Stock Market
Current Firm
SUSQUEHANNA FINANCIAL GROUP, LLLP
CRD#: 35865 / SEC#: , 8-44325
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 12 |
Red Flags
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