Phyllis A. Emmanuel
Professional summary
Phyllis Ann Emmanuel, who also goes by Phyllis Ann Pitarresi, is a registered financial professional currently at FLEXTRADE LLC located in Great Neck, New York.
Phyllis is registered as a RR (Registered Representative) and started their career in finance in 1991. Phyllis has worked at 8 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Phyllis Ann Emmanuel's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 21, 2011 - Present
FLEXTRADE LLC
Office #1: 111 Great Neck Road, Great Neck, NY 11021May 21, 2008 - December 15, 2010
LAVAFLOW, INC.
July 15, 2005 - July 29, 2008
LAVA TRADING, INC.
March 10, 2005 - July 20, 2005
CITIGROUP GLOBAL MARKETS INC.
July 6, 2000 - December 20, 2001
UBS CAPITAL MARKETS L.P.
February 1, 2000 - June 28, 2000
J.P. MORGAN SECURITIES INC.
March 8, 1996 - February 1, 2000
HAMBRECHT & QUIST LLC
June 17, 1991 - March 1, 1996
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/21/2011)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 3/4/2010
Limited Representative-Equity Trader ExamFINRA
Current Firm
FLEXTRADE LLC
CRD#: 113226 / SEC#: , 8-53309
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
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