David Konrad Spohr
Professional Summary
David Konrad Spohr, who also goes by David Spohr, is a registered financial advisor currently at KENMAR SECURITIES, LLC located in New York, New York. David is registered as a RR (Registered Representative) and started their career in finance in 1992. David has worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 3, Series 28, Series 24 and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
David Spohr
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
24 years in the financial services industry
Current & Past Employments
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Current Firm
KENMAR SECURITIES, LLC
Contact Information
Main Address
885 Third Avenue 21st Floor, New York, NY, 10022Mailing Address
Po Box 5537, New York, NY 10185-5537Phone Number
(212) 596-3480Established
Delaware since 03/17/2014Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (35 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Dec 2024About the Series 28 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view David Konrad Spohr's CRS (Customer Relationship Summary).
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