Robert Carlen Cox
Professional Summary
Robert Carlen Cox is a registered financial advisor currently at KENMAR SECURITIES, LLC located in New York, New York. Robert is registered as a RR (Registered Representative) and started their career in finance in 1982. Robert has worked at 7 firms and has passed the Series 63, Series 7TO, SIE, Series 3, Series 7, Series 14 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
44 years in the financial services industry
Current & Past Employments
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Current Firm
KENMAR SECURITIES, LLC
Contact Information
Main Address
885 Third Avenue 21st Floor, New York, NY, 10022Mailing Address
Po Box 5537, New York, NY 10185-5537Phone Number
(212) 596-3480Established
Delaware since 03/17/2014Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (35 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(5/20/2015)
(6/24/2015)
(5/20/2015)
(12/8/2015)
(5/20/2015)
(5/20/2015)
(3/12/2015)
(5/20/2015)
(5/20/2015)
(12/8/2015)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Robert Carlen Cox's CRS (Customer Relationship Summary).
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