Fiona Rose Sinclair Macpherson
Professional Summary
Fiona Rose Sinclair Macpherson, who also goes by Fiona Rose Macpherson, is a registered financial advisor currently at CRITO CAPITAL LLC. Fiona is registered as a RR (Registered Representative) and started their career in finance in 1986. Fiona has worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 17, Series 3 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Fiona Rose Macpherson
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
40 years in the financial services industry
Current & Past Employments
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Current Firm
CRITO CAPITAL LLC
Contact Information
Main Address
8 Wright Street Suite 107, Westport, CT 06880Mailing Address
8 Wright Street Suite 107, Westport, CT 06880Phone Number
(203) 423-5600Established
Connecticut since 05/23/2011Firm Type
Limited Liability CompanyFiscal Year End
MarchFirm Size
Small# of Employees
2FINRA licenses (24 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 17 — Limited Registered Representative Examination
Passed Oct 2005SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Fiona Rose Sinclair Macpherson's CRS (Customer Relationship Summary).
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