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Gregory Francis Murphy

TP ICAP GLOBAL MARKETS AMERICAS
New York, NY
·CRD# 1483320·39 years experience

Professional Summary

Gregory Francis Murphy is a registered financial advisor currently at TP ICAP GLOBAL MARKETS AMERICAS LLC located in New York, New York. Gregory is registered as a RR (Registered Representative) and started their career in finance in 1987. Gregory has worked at 10 firms and has passed the Series 63, Series 99TO, SIE, Series 3, Series 7, Series 62, Series 24 and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

TP ICAP GLOBAL MARKETS AMERICAS LLC·CRD# 2762
BD
200 Vesey Street 5th Fl And 6th Fl, New York, NY, 10281-1008
February 6, 1996 - Present
TULLETT PREBON FINANCIAL SERVICES LLC·CRD# 28196
BD
New York, NY
February 1, 2018 - June 30, 2023
FIRST BROKERS SECURITIES LLC·CRD# 27369
BD
Jersey City, NJ
April 30, 2002 - January 22, 2010
ICAP SECURITIES USA LLC·CRD# 19739
BD
New York, NY
February 15, 2002 - June 30, 2023
INTERCAPITAL SECURITIES, INC.·CRD# 31202
BD
New York, NY
April 18, 2000 - July 18, 2000
INTERCAPITAL INTERNATIONAL INC.·CRD# 22109
BD
New York, NY
February 3, 2000 - December 7, 2000
ICAP SECURITIES USA LLC·CRD# 19739
BD
New York, NY
April 17, 1993 - January 25, 2002
GARBAN INTERNATIONAL LIMITED·CRD# 25583
BD
New York, NY
February 13, 1990 - February 28, 1996
G.I.M.B. MUNICIPAL SECURITIES BROKER·CRD# 16016
BD
October 11, 1988 - December 17, 1988
INTERCAPITAL SECURITIES LLC·CRD# 20004
BD
Jersey City, NJ
September 23, 1987 - March 3, 2008
GARBAN CAPITAL MARKETS LLC·CRD# 19738
BD
Jersey City, NJ
July 25, 1987 - December 31, 2004

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Current Firm

TI
TP ICAP GLOBAL MARKETS AMERICAS LLC

GARBAN CORPORATES GP | TP ICAP GLOBAL MARKETS AMERICAS LLC | MKI SECURITIES CORP. | ICAP CORPORATES LLC | GARBAN CORPORATES, INC. | GARBAN CORPORATES LLC

CRD#: 2762 / SEC#: 8-12726
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

200 Vesey Street 6th Floor, New York, NY 10285

Mailing Address

200 Vesey Street 6th Floor, New York, NY 10285

Phone Number

(201) 984-6889

Established

Delaware since 06/30/1998

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

FINRA licenses (35 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
ICAP GLOBAL BROKING INC.SOLE MEMBER—
BERNARDO, SHAWN FRANCISCEO2513376
DUGAN, PETER JOSEPHGENERAL COUNSEL6352313
LANE, JASONCHIEF COMPLIANCE OFFICER2671708
PEZEU, CHRISTIAN JEAN MICHELPRINCIPAL FINANCIAL OFFICER5661987

Disclosures

Regulatory Event

33

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New York
(2/6/1996)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1994About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Apr 1999About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Nov 1997About the Series 7 exam

Series 62 — Corporate Securities Limited Representative Examination

Passed Jun 1990

Series 24 — General Securities Principal Examination

Passed Sep 1990About the Series 24 exam

Series 27 — Financial and Operations Principal Examination

Passed Aug 1987About the Series 27 exam
FINRA
SRO Registrations
NYSE American LLC
SRO Registrations
Nasdaq PHLX LLC
SRO Registrations
Nasdaq Stock Market
SRO Registrations
New York Stock Exchange
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Gregory Francis Murphy's CRS (Customer Relationship Summary).

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