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MM

Michael A. Malamed

FIRST BROKERS SECURITIES LLC
Juno Beach, FL 33408
Some features on this profile are disabled
CRD#: 1477484
MM

Professional summary


Michael Adam Malamed is a registered financial professional currently at FIRST BROKERS SECURITIES LLC located in Juno Beach, Florida.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1990. Michael has worked at 4 firms and has passed the Series 63, Series 7TO, SIE and Series 62 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Michael Adam Malamed's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 23, 2022 - Present

FIRST BROKERS SECURITIES LLC

Office #1: 790 Juno Ocean Walk Unit 303c, Juno Beach, FL 33408
BD
CRD#: 27369
Juno Beach, FL
Past

October 29, 2021 - June 23, 2022

BREAN CAPITAL, LLC

BD
CRD#: 23723
NEW YORK, NY
Past

December 22, 1999 - October 30, 2019

FIRST BROKERS SECURITIES LLC

BD
CRD#: 27369
JERSEY CITY, NJ
Past

October 2, 1996 - December 17, 1999

MCFADDEN, FARRELL & SMITH, L.P.

BD
CRD#: 26245
NEW YORK, NY
Past

December 7, 1990 - January 1, 1994

CHAPDELAINE CORPORATE SECURITIES & CO

BD
CRD#: 23741
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(6/23/2022)
RR
New Jersey
(6/23/2022)
RR
New York
(6/23/2022)

Exams


State Security Law Exam
RR
Series 63
Date: 11/4/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/17/2022
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 12/3/1990
Corporate Securities Limited Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm


FB
FIRST BROKERS SECURITIES LLC
FIRST BROKERS SECURITIES LLC | JUPITER SECURITIES, A DIVISION OF FIRST BROKERS SECURITIES LLC | FIRST BROKERS SECURITIES, INC.

CRD#: 27369 / SEC#: , 8-43035

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information


Main Address
Harborside 5 185 Hudson Street, Suite 1500, Jersey City, NJ 07311
Mailing Address
Harborside 5 185 Hudson Street, Suite 1500, Jersey City, NJ 07311
Phone number
(212) 513-4444
Established
Delaware since 11/19/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (7 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
AO-FIRST BROKERS, LLCMEMBER
ICAP GLOBAL BROKING INC.MEMBER
BERNARDO, SHAWN FRANCISDIRECTOR2513376
DOWER, ROBERT HAROLDDIRECTOR, CFO1540678
GURKOVIC, CHRISTOPHER EMERICKCOO/CCO2978797
OKEEFE, ANDREW JOHNDIRECTOR, PRESIDENT AND CEO1042045
SOLDIVIERO, LUCIANO MICHAELDIRECTOR2487532

Disclosures


Regulatory Event3

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FIRST BROKERS SECURITIES LLC

CRD#: 27369Juno Beach, FL 33408

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