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Michael Adam Malamed

FIRST BROKERS SECURITIES
Juno Beach, FL
·CRD# 1477484·35 years experience

Professional Summary

Michael Adam Malamed is a registered financial advisor currently at FIRST BROKERS SECURITIES LLC located in Juno Beach, Florida. Michael is registered as a RR (Registered Representative) and started their career in finance in 1990. Michael has worked at 4 firms and has passed the Series 63, Series 7TO, SIE and Series 62 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

35 years in the financial services industry

Current & Past Employments

FIRST BROKERS SECURITIES LLC·CRD# 27369
BD
790 Juno Ocean Walk Unit 303c, Juno Beach, FL 33408
June 23, 2022 - Present
BREAN CAPITAL, LLC·CRD# 23723
BD
New York, NY
October 29, 2021 - June 23, 2022
FIRST BROKERS SECURITIES LLC·CRD# 27369
BD
Jersey City, NJ
December 22, 1999 - October 30, 2019
MCFADDEN, FARRELL & SMITH, L.P.·CRD# 26245
BD
New York, NY
October 2, 1996 - December 17, 1999
CHAPDELAINE CORPORATE SECURITIES & CO·CRD# 23741
BD
New York, NY
December 7, 1990 - January 1, 1994

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Current Firm

FB
FIRST BROKERS SECURITIES LLC

FIRST BROKERS SECURITIES LLC | JUPITER SECURITIES, A DIVISION OF FIRST BROKERS SECURITIES LLC | FIRST BROKERS SECURITIES, INC.

CRD#: 27369 / SEC#: 8-43035
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

Harborside 5 185 Hudson Street, Suite 1500, Jersey City, NJ 07311

Mailing Address

Harborside 5 185 Hudson Street, Suite 1500, Jersey City, NJ 07311

Phone Number

(212) 513-4444

Established

Delaware since 11/19/2003

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (7 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
AO-FIRST BROKERS, LLCMEMBER—
ICAP GLOBAL BROKING INC.MEMBER—
BERNARDO, SHAWN FRANCISDIRECTOR2513376
DOWER, ROBERT HAROLDDIRECTOR, CFO1540678
GURKOVIC, CHRISTOPHER EMERICKCOO/CCO2978797
OKEEFE, ANDREW JOHNDIRECTOR, PRESIDENT AND CEO1042045
SOLDIVIERO, LUCIANO MICHAELDIRECTOR2487532

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(6/23/2022)
RR
New Jersey
(6/23/2022)
RR
New York
(6/23/2022)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1998About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Mar 2022About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 62 — Corporate Securities Limited Representative Examination

Passed Dec 1990
FINRA
SRO Registrations
Nasdaq Stock Market
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Michael Adam Malamed's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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