Irene E. Lindeman
Professional summary
Irene Edna Lindeman, who also goes by Irene E Lindeman, Irene Lindeman, Irene E Roisman, Irene Edna Roisman, Irene L Roisman, Irene Lindeman Roisman, Irene Roisman, is a registered financial professional currently at VANGUARD MARKETING CORPORATION located in Charlotte, North Carolina.
Irene is registered as a RR (Registered Representative) and started their career in finance in 1986. Irene has worked at 11 firms and has passed the Series 63, Series 65, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Irene Edna Lindeman's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 14, 2025 - Present
VANGUARD MARKETING CORPORATION
Office #1: 1030 Admiral Nelson Ct, Charlotte, NC 28262June 12, 2014 - June 1, 2020
RAYMOND JAMES & ASSOCIATES, INC.
May 16, 2014 - June 1, 2020
RAYMOND JAMES & ASSOCIATES, INC.
July 17, 2006 - May 22, 2012
MORGAN KEEGAN & COMPANY, LLC
July 11, 2006 - May 22, 2012
MORGAN KEEGAN & COMPANY, LLC
August 26, 2002 - August 2, 2004
PGIM INVESTMENTS LLC
January 1, 1999 - August 2, 2004
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
March 12, 1994 - January 27, 1999
PRUDENTIAL EQUITY GROUP, LLC
July 31, 1993 - December 22, 1993
CITIGROUP GLOBAL MARKETS INC.
April 10, 1991 - July 31, 1993
LEHMAN BROTHERS INC.
July 11, 1990 - March 12, 1991
MORGAN STANLEY DW INC.
August 9, 1988 - July 11, 1990
LEHMAN BROTHERS INC.
September 18, 1987 - June 7, 1988
UBS FINANCIAL SERVICES INC.
July 23, 1986 - September 21, 1987
COMMVEST SECURITIES,INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 7TO
Date: 8/13/2025
General Securities Representative ExaminationFINRA
Current Firm
VANGUARD MARKETING CORPORATION
CRD#: 7452 / SEC#: , 8-21570
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VANGUARD GROUP, INC. | PARENT COMPANY | |
| BENCHENER, MATTHEW JOHN | CHAIRMAN, PRESIDENT, DIRECTOR, CEO-DESIGNEE | 5569805 |
| BENDL, JOHN WESLEY | DIRECTOR, SENIOR VICE PRESIDENT | 6931980 |
| BISORDI, JOHN | DIRECTOR, VICE PRESIDENT, GENERAL COUNSEL | 7526828 |
| BOATENG, AMMA ACHEAMPOMAA | DIRECTOR, SENIOR VICE PRESIDENT | 4677078 |
| BRANCATO, MATTHEW CLARK | DIRECTOR, VICE PRESIDENT | 6220380 |
| JAMES, JOHN MARK | DIRECTOR, SENIOR VICE PRESIDENT | 5594356 |
| PANTALONE, SALVATORE L JR | PRINCIPAL FINANCIAL OFFICER | 2887373 |
| PETTY, DAVID | VICE PRESIDENT | 5684895 |
| STEWART, MARC CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 2688699 |
| TRETTER, MATTHEW ANTHONY | PRINCIPAL OPERATIONS OFFICER | 5956530 |
Disclosures
| Regulatory Event | 48 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
