Robert S. Gildea
Professional summary
Robert Stephen Gildea, who also goes by Robert S Gildea, is a registered financial professional currently at BUCKLER SECURITIES LLC located in Greenwich, Connecticut.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1986. Robert has worked at 10 firms and has passed the Series 63, Series 99TO, SIE, Series 3, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Stephen Gildea's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 21, 2025 - Present
BUCKLER SECURITIES LLC
Office #1: 5 Greenwich Office Park, Suite 350, Greenwich, CT 06831September 19, 2011 - August 27, 2025
INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC
January 12, 2006 - October 6, 2011
MF GLOBAL INC.
November 20, 2002 - December 31, 2005
REFCO SECURITIES, LLC
March 1, 2000 - May 31, 2002
INSTINET FIXED INCOME INC.
July 12, 1999 - July 27, 2000
REUTERS C CORPORATION
October 6, 1998 - July 6, 1999
MIZUHO SECURITIES USA LLC
July 21, 1989 - August 5, 1998
EASTBRIDGE CAPITAL INC.
August 22, 1988 - April 27, 1989
BEEKMAN PARTNERS, LTD.
January 21, 1986 - April 1, 1987
CITICORP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
BUCKLER SECURITIES LLC
CRD#: 284576 / SEC#: , 8-69807
Contact information
FINRA licenses (16 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ULM, SCOTT JEFFREY | PRINCIPAL | 1575205 |
| ZIMMER, JEFFREY JOHNSON | PRINCIPLE | 1303531 |
| ARMOUR TRS INC | SHAREHOLDER | |
| CONIGLIARIO, THOMAS JOSEPH | CHIEF OPERATING OFFICER / PRINCIPLE OPERATIONS OFFICER | 1366831 |
| ESANNASON, CARLO YVAN | CCO | 4869110 |
| HARPER, GORDON MACKAY | CHIEF FINANCIAL OFFICER | 6632019 |
| JOSHI, JAI PAUL | CHIEF RISK OFFICER | 2263070 |
| KOKKO, LASSE ARTTURI | PRINCIPLE FINANCIAL OFFICER ("PFO") / FINOP | 6976957 |
| MISIANO, RICHARD JOHN | CHIEF EXECUTIVE OFFICER | 2339879 |
Red Flags
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