Suzanne M. Dwyer
Professional summary
Suzanne Marie Dwyer, who also goes by Suzanne M Dwyer, Suzanne Dwyer, Suzanne Marie Potts, Suzanne Potts, is a registered financial professional currently at ALLSTATE FINANCIAL SERVICES, LLC located in Lafayette Hill, Pennsylvania.
Suzanne is registered as a RR (Registered Representative) and started their career in finance in 1986. Suzanne has worked at 15 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 7, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Suzanne Marie Dwyer's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 28, 2022 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 456 Germantown Pike, Lafayette Hill, PA 19444-1805July 10, 2019 - December 7, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 24, 2019 - December 7, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 17, 2018 - April 11, 2019
MORGAN STANLEY
July 17, 2018 - April 11, 2019
MORGAN STANLEY
January 6, 2004 - July 9, 2018
WELLS FARGO CLEARING SERVICES, LLC
October 1, 2000 - July 9, 2018
WELLS FARGO CLEARING SERVICES, LLC
May 1, 1998 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
April 1, 1996 - May 1, 1998
IFMG SECURITIES, INC.
September 30, 1994 - April 2, 1996
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
September 30, 1994 - April 2, 1996
OSAIC FA, INC.
March 20, 1993 - October 7, 1994
INDEPENDENT FINANCIAL SECURITIES, INC.
February 19, 1993 - March 11, 1993
AEGON USA SECURITIES INC.
November 26, 1991 - March 23, 1992
HIGHLANDER CAPITAL GROUP, INC.
June 9, 1988 - June 14, 1991
MARKETING ONE SECURITIES, INC.
October 8, 1987 - June 20, 1988
MSI FINANCIAL SERVICES, INC.
September 22, 1987 - June 13, 1988
METROPOLITAN LIFE INSURANCE COMPANY
January 21, 1986 - August 20, 1987
UNITED BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/28/2022)
Exams
FINRA
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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