Mark Ivan Bass

1.FIXED INSURANCE, LIFE/HEALTH/DISABILITY ANNUITIES/LONG-TERM CARE 2. NAME OF OTHER BUSINESS: PENNINGTON, BASS & ASSOCIATES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: COMPREHENSIVE FINANCIAL PLANNING START DATE: 1/2011 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF TRADING HOURS PER WEEK: 32.5 POSITION/TITLE/RELATIONSHIP: CFP & AIF BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES| 3. LUBBOCK DOWNTOWN DEVELOPMENT CORPORATION, NOT INVESTMENT RELATED, ADDRESS IS THE REGISTERED LOCATION, START JANUARY 2013, REAL ESTATE DEVELOPMENT, BOARD MEMBER, 1HR/WK. 4. NAME OF OTHER BUSINESS: CA'SANTUCCIO LLC ; INVESTMENT RELATED: NO ; ADDRESS: 701 DRY BRIDGE ROAD, CHARLOTTESVILLE, VA 22903 ; NATURE OF BUSINESS: VACATION HOME ; START DATE: 01/1998 ; POSITION/TITLE/RELATIONSHIP: CO-OWNER / MANAGER ; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ; BRIEF DESCRIPTION OF DUTIES: COORDINATE SCHEDULES OF OTHER OWNERS AND ARRANGE FOR MAINTENANCE AND REPAIRS ; 5. NAME OF OTHER BUSINESS: COMMUNITY FOUNDATION OF WEST TEXAS; INVESTMENT RELATED: NO; ADDRESS: 6102 82ND STREET SUITE 8B LUBBOCK, TX 79424; NATURE OF BUSINESS: NON PROFIT; START DATE: 01/2022; POSITION/TITLE/RELATIONSHIP: INVESTMENT COMMITTEE CHAIR; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: SET MEETING AND AGENDAS, REVIEW FINANCIALS AND INVESTMENTS TO SUBMIT TO BOARD FOR VOTE AND DECISION;