Michael C. Birch
Professional summary
Michael Christopher Birch, who also goes by Michael Christopher Birch, is a registered financial professional currently at AMERICAN ENTERPRISE INVESTMENT SERVICES INC. located in Charlotte, North Carolina.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1992. Michael has worked at 14 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7, Series 3, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Christopher Birch's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 2, 2024 - Present
AMERICAN ENTERPRISE INVESTMENT SERVICES INC.
Office #1: 300 S Tryon St, Charlotte, NC 28202June 12, 2018 - December 18, 2023
LPL FINANCIAL LLC
January 10, 2017 - September 28, 2017
SEAPORT GLOBAL SECURITIES LLC
August 13, 2015 - January 11, 2017
COWEN EXECUTION SERVICES LLC
September 18, 2014 - May 21, 2015
BB&T SECURITIES, LLC
June 28, 2013 - August 7, 2014
TRUIST SECURITIES, INC.
April 15, 2013 - May 21, 2013
INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC
April 27, 2009 - April 9, 2013
INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC
December 4, 2007 - February 23, 2009
B. RILEY SECURITIES, INC.
November 28, 2005 - December 4, 2007
A. G. EDWARDS & SONS, INC.
July 30, 1999 - October 10, 2005
PRUDENTIAL EQUITY GROUP, LLC
February 2, 1998 - July 26, 1999
ABN AMRO INCORPORATED
November 28, 1997 - February 18, 1998
SALOMON BROTHERS INC.
February 6, 1995 - January 26, 1998
CITIGROUP GLOBAL MARKETS INC.
October 11, 1992 - January 12, 1995
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/2/2024)
(1/2/2024)
(1/2/2024)
(1/2/2024)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 9/12/2006
Limited Representative-Equity Trader ExamFINRA
Current Firm
AMERICAN ENTERPRISE INVESTMENT SERVICES INC.
CRD#: 26506 / SEC#: , 8-42582
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMPF HOLDING, LLC | SHAREHOLDER | |
| CARR, GREGORY GERARD | DIRECTOR, CHIEF EXECUTIVE OFFICER, PRESIDENT | 2210835 |
| FLANSBURG, BRETT ALLEN | VICE PRESIDENT, AWM COMPLIANCE AND CHIEF COMPLIANCE OFFICER | 3179474 |
| GERDES, JOSEPH FRANCIS | DIRECTOR, CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER | 2391989 |
| MATTOX, MICHAEL SCOTT | VICE PRESIDENT - CONTROLLER, INTERIM CHIEF FINANCIAL OFFICER AND PRINCIPAL FINANCIAL OFFICER | 4383501 |
| SENNE, ANN MARIE | DIRECTOR | 2515669 |
| SWEENEY, JOSEPH EDWARD | DIRECTOR | 4668713 |
Disclosures
| Regulatory Event | 10 |
Red Flags
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