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Scott Paul Elsas

NETWORK 1 FINANCIAL SECURITIES
RED BANK, NJ
·CRD# 1417360·41 years experience

Professional Summary

Scott Paul Elsas is a registered financial advisor currently at NETWORK 1 FINANCIAL SECURITIES INC. located in Red Bank, New Jersey. Scott is registered as a RR (Registered Representative) and started their career in finance in 1985. Scott has worked at 7 firms and has passed the Series 63, SIE, Series 31, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years in the financial services industry

Current & Past Employments

NETWORK 1 FINANCIAL SECURITIES INC.·CRD# 13577
BD
The Galleria Penthouse, Building 2 Suite 241 2 Bridge Avenue, Red Bank, NJ, 07701
June 14, 2006 - Present
GRAYSON FINANCIAL LLC·CRD# 11764
BD
Red Bank, NJ
February 24, 1999 - June 9, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
March 3, 1994 - February 18, 1999
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
July 31, 1993 - February 23, 1994
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
September 13, 1990 - July 31, 1993
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
August 10, 1989 - September 12, 1990
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
March 31, 1989 - July 27, 1989
DREXEL BURNHAM LAMBERT INCORPORATED·CRD# 7323
BD
December 17, 1985 - April 7, 1990

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Current Firm

N1
NETWORK 1 FINANCIAL SECURITIES INC.

ASSET PLANNING & DEVELOPMENT, INC. | STOCKAMERICA, INCORPORATED | NETWORK 1 FINANCIAL SECURITIES INC. | NETWORK 1 FINANCIAL SECURITIES

CRD#: 13577 / SEC#: 8-29471
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

The Galleria, Suite 241 2 Bridge Avenue, Red Bank, NJ 07701

Mailing Address

The Galleria, Suite 241 2 Bridge Avenue, Red Bank, NJ 07701

Phone Number

(732) 758-9001

Established

Texas since 03/15/1983

Firm Type

Corporation

Fiscal Year End

June

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
NETWORK 1 FINANCIAL GROUP, INC.( ISSI)SHAREHOLDER—
ARTICLE THIRD TR UWO RICHARD W. HUNT FBO MADISON HUNTSHAREHOLDER—
BRUNO, VINCENT MICHAELCHIEF COMPLIANCE OFFICER1845833
HUNT, WILLIAM RICHARD JRDIRECTOR, PRESIDENT, COO & FINOP, TRUSTEE830575
TESTAVERDE, DAMON DOMENICVICE PRESIDENT444453

Disclosures

Regulatory Event

22

Arbitration

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(6/22/2006)
RR
Connecticut
(6/14/2006)
RR
Florida
(8/22/2006)
RR
Massachusetts
(8/28/2006)
RR
New Jersey
(6/14/2006)
RR
New York
(6/14/2006)
RR
Virginia
(9/22/2008)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1985About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 31 — Futures Managed Funds Examination

Passed Jun 1997About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Dec 1985About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jul 1999About the Series 24 exam
FINRA
SRO Registrations
Nasdaq Stock Market
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Scott Paul Elsas's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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