Denise C. Stover
Professional summary
Denise Carol Stover, who also goes by Denise C Stover, is a registered financial professional currently at LASALLE ST SECURITIES, L.L.C. located in Kokomo, Indiana.
Denise is registered as a RR (Registered Representative) and started their career in finance in 1986. Denise has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Denise Carol Stover's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 19, 2002 - Present
LASALLE ST SECURITIES, L.L.C.
Office #1: 1213 E. Hoffer St., Kokomo, IN 46902August 14, 1990 - December 20, 2002
SPELMAN & CO., INC.
May 25, 1988 - August 14, 1990
G. R. PHELPS & CO., INC.
September 9, 1986 - May 17, 1988
WOODBURY FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/4/2005)
(5/1/2024)
(10/28/2021)
(2/15/2005)
(1/4/2006)
(1/4/2005)
(12/19/2002)
(8/1/2019)
(1/4/2005)
(7/2/2014)
(9/22/2021)
(8/3/2016)
(11/3/2022)
(4/17/2012)
(1/4/2005)
(12/3/2021)
(9/22/2021)
(9/18/2019)
(6/25/2025)
(5/1/2024)
Exams
FINRA
Current Firm
LASALLE ST SECURITIES, L.L.C.
CRD#: 7191 / SEC#: , 8-18860
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 15 |
| Arbitration | 4 |
| Bond | 1 |
Red Flags
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